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FIRM PROFILE
Overview
RICHARD JAMES & ASSOCIATES, INC. is located at 2 Roosevelt Ave. Ste 102, Syosset, NY 11791 and was first established at Long Island, New York in 08/14/2013. After operating for 12 years, RICHARD JAMES & ASSOCIATES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RICHARD JAMES & ASSOCIATES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. RICHARD JAMES & ASSOCIATES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RICHARD JAMES & ASSOCIATES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RICHARD JAMES & ASSOCIATES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RICHARD JAMES & ASSOCIATES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for RICHARD JAMES & ASSOCIATES, INC. Comes From
Understanding the Statistics for RICHARD JAMES & ASSOCIATES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
2 Roosevelt Ave. Ste 102, Syosset, NY 11791
2 Roosevelt Ave. Ste 102, Syosset, NY 11791
Small
(516) 200-3174
New York since 08/14/2013
Corporation
December
FIRM DOCUMENTS
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Advisor's working at RICHARD JAMES & ASSOCIATES, INC.
Philip Florio
Paul James Tuccillo
William Robert Brown
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