Barbara Diane Halpern
Professional Summary
Barbara Diane Halpern, who also goes by Barbara Diane Reinhold, is a registered financial advisor currently at GREENWICH CAPITAL PARTNERS, LLC located in Greenwich, Connecticut and RICHARD JAMES & ASSOCIATES, INC. located in Syosett, New York. Barbara is registered as a RR (Registered Representative) and started their career in finance in 1980. Barbara has worked at 27 firms and has passed the SIE, Series 99TO, Series 27, F04 and Series 54FN exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Barbara Diane Reinhold
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
RICHARD JAMES & ASSOCIATES, INC.
Contact Information
Main Address
2 Roosevelt Ave. Ste 102, Syosset, NY 11791Mailing Address
2 Roosevelt Ave. Ste 102, Syosset, NY 11791Phone Number
(516) 200-3174Established
New York since 08/14/2013Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (36 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
F04 — Financial Principal Examination
Passed Oct 1980Series 54FN — Municipal Securities Financial and Operations Principal Examination
Passed Jun 1980SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Barbara Diane Halpern's CRS (Customer Relationship Summary).
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