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Eric J. Evenstad
CETERA INVESTMENT ADVISERS LLC
WESTBY, WI 54667
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CRD#: 7117889
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Professional summary
Eric John Evenstad is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Westby, Wisconsin and CETERA WEALTH SERVICES, LLC located in Westby, Wisconsin.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Eric has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ERIC J. EVENSTAD POSITION: Rental Property Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2011 ADDRESS: 609 S. Main St., Westby WI 54667 DESCRIPTION: Manage and maintain properties; collecting rent, negotiating terms, , repairs & maintenance. 2) EVENSTAD TAX & FINANCIAL SERVICES, INC; Owner; Accounting Services/Tax Preparation; NIR; HRS 15; HRS 10; 09/09/2019; 114 S. Main St, Westby WI 54667; Information Technology mgmt & support. 3) ERIC J EVENSTAD - LAND CONTRACT; Barrower; My wife and I are purchasing the building our business occupies on land contract from my parents, John P and Sharon L Evenstad; NIR; HRS 0; HRS 0; 10/27/2022; 609 S. Main St., Westby WI 54667; Borrower of the land contract. 4) FINE ARTS FOUNDATION OF THE WESTBY AREA; Member of the Board of Directors - Elected President; Provide multicultural programming for the diverse surrounding communities; NIR; HRS 3; HRS 1; 09/20/2021; PO Box 8, Westby WI 54667; Attend monthly meetings, Approve FAFWA's annual budget, audit reports, and material business decisions, Assist Board in Identifying and recruiting other Board Members 5) EVENSTAD FAMILY IRREVOCABLE TRUST POSITION; Trustee; parent's irrevocable trust. I am trustee and a beneficiary; NIR; HRS 1; HRS 0; 07/01/2014; 114 S. Main St, Westby WI 54667; Trustee, except as otherwise provided, shall have power without approval of any court and in any manner it considers advisable: to retain any property in the form in which it is received; to repair, insure, or care for any personal property and pay shipping & expenses6) LIFE INSURANCE AGENT OUTSIDE AVANTAX - GERBER POSITION: Agent NATURE: Life insurance agent, policies for Gerber not available through Avantax. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/22/2023 ADDRESS: 114 S. Main St, Westby WI 54667 DESCRIPTION: Life insurance agent - Review and provide appropriate life insurance policies to clients from Gerber Life as they are not an affiliated partner with Avantax but offer product needed by clients current Avantax partners do not offer. 7)WESTBY MIDDLE & HIGH SCHOOL ROBOTICS PROGRAM POSITION: Assistant Coach NATURE: Middle and high school children build robots to design for robotics competitions. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2023 ADDRESS: 206 West Ave South, Westby WI 54667 DESCRIPTION: Supervise children in robotics program 8) WESTBY AREA SCHOOL BOARD POSITION: School Board Member NATURE: Serve on the Westby Area School Board as an elected Member. INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 1 START DATE: 05/23/2023 ADDRESS: 114 S. Main St, Westby WI 54667 DESCRIPTION: Vote on Westby Area School Board issues . Functions of the School Board are involve accountability to the public and advocate for the children of the district. - Establishing policy ,budget, policies, and resolutions. - Determine which services are to be provided. - Adopt the annual budget and levy taxes. - Hire, evaluate, and retain good administrator. - Regulate within statutory authority. 9) INLAND DEVELOPMENT, INC. POSITION: Property Manager NATURE: Commercial Property Ownership that leases out industrial-retail properties. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2024 ADDRESS: 114 S. Main St, Westby WI 54667 DESCRIPTION: Manage parent's S-Corporation. Coordinate maintenance Correspond with tenants, advertise , interview, and contract new tenants, property visits, and communicate contractual obligations to existing tenants.
CRS (Client Relationship Summary) - RIA
Click below to view Eric John Evenstad's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 114 S. Main St, Westby, WI 54667RIA
CRD#: 105644
WESTBY, WI
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 114 S. Main St, Westby, WI 54667BD
CRD#: 13572
Westby, WI
Past
January 22, 2020 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Westby, WI
Past
August 28, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Westby, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/18/2025)
RR
Iowa(9/18/2025)
RR
Kentucky(9/18/2025)
RR
Minnesota(9/18/2025)
RR
Montana(9/18/2025)
RR
South Dakota(9/5/2025)
RR
Wisconsin(9/5/2025)
IAR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/28/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Westby, WI 54667TRUST BUT VERIFY
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