Zackary T. Royce
FALCON WEALTH PLANNING | Regional Director, Falcon Wealth Planning
ONTARIO, CA 91764
CRD#: 6999116
Professional summary
Zackary Tyler Royce, CFP®, who also goes by Zackary Royce, is a registered financial advisor currently at FALCON WEALTH PLANNING, INC. located in Ontario, California.
Zackary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Zackary has worked at 1 firm and has passed the Series 65 exam.
Biography
Zackary has served individuals, families, and business owners to meet their financial goals for over 5 years. He is currently a Financial Planner at Falcon Wealth Planning where he works directly with clients to help them with their overall comprehensive plans using efficient tax strategies.
Prior to joining Falcon Wealth Planning, Zackary gained experience working with other Registered Investment Advisors in Southern California. Zackary started at Falcon Wealth Planning as an Operational Specialist shortly after obtaining a Bachelor of Arts degree from California State University of San Bernardino in Financial Planning. He went on to obtain his FINRA series 65 Licenses.
Zackary is in a long-term relationship with his girlfriend Kellilynn, who servies her community as a youth mental health nurse at Loma Linda. Kellilynn is also pursuing her degree as a Doctor of Nursing Practice through Loma Linda University. Together they have two dogs, Trixie and Bentley. They live a highly active lifestyle during their downtime and enjoy hiking, camping, and spending time at the river with family and friends.
Professional Designations & Licenses:
- Certified Financial Planner™ Professional (CFP®)
- FINRA, Series 65
About Falcon Wealth Planning:
Falcon Wealth Planning, Inc. is a Registered Investment Advisor offering an innovative business model for financial planning; a model that places the client first by design and eliminates the conflicts of interest inherent in traditional models.
Every aspect of Falcon Wealth Planning is aligned with the client’s interests. The hybrid, retainer-based business model overcomes one of the major criticisms of the financial planning industry: a conflict of interest between the client’s needs and the advisor’s compensation. Falcon Wealth advisors are salaried employees who are never compensated by the sale of financial products or asset management fees, allowing them to focus on providing the best planning advice for their clients.
Question & Answer
What are your service offerings?
Financial Planning,
Investment Management,
Tax Planning,
Tax Preparation,
Retirement Planning,
Estate Planning,
Business Planning
Do you have an area of expertise or specialization?
Blended Families,
Budgeting,
Cash Flow Analysis,
Customized Portfolios,
Divorce Planning,
Emergency Funds Management,
Estate Planning,
Executive Compensation (ISO, R...
FIRE (Financial Independence R...
High Net Worth Planning,
Investment Management,
Philanthropic and Non-Profit,
Real Estate (LLP, REIT's, Priv...
Retirement Planning,
Risk Management and Insurance ...
Small Business Planning,
Tax Planning and Preparation
What is your minimum asset requirement?
250K
How do you get paid?
Fee-Only
Are you a "fiduciary"?
Yes
Aliases
Zackary Royce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Zackary Tyler Royce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
December 27, 2018 - Present
FALCON WEALTH PLANNING, INC.
Office #1: 3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764RIA
CRD#: 174092
ONTARIO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.
CRD#: 174092 / SEC#: 801-112659
RIA
Registered Investment Advisory firm - (3/19/2018 Approved)California
Registered Investment Advisory firm - (5/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/27/2018)
IAR
Texas(12/27/2018)
Current Firm
FALCON WEALTH PLANNING, INC.
FALCON WEALTH PLANNING, INC.
CRD#: 174092 / SEC#: 801-112659
RIA
Registered Investment Advisory firm - (3/19/2018 Approved)California
Registered Investment Advisory firm - (5/5/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764
Mailing Address
Phone number
(855) 963-2526
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,575 |
| AUM (Assets Under Management) | $ 1,159,538,045 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FALCON WEALTH PLANNING, INC.
Regional Director, Falcon Wealth PlanningCRD#: 174092Ontario, CA 91764TRUST BUT VERIFY
Monitor Zackary Royce
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
