SD
Shannon M. Davis
RETIREMENT PLAN ADVISORS
Hinckley, OH
Some features on this profile are disabled
CRD#: 7117069
SD
Professional summary
Shannon Marie Davis, who also goes by Shannon Marie Schoenborn, Shannon Marie Schotte, is a registered financial advisor currently at RETIREMENT PLAN ADVISORS, LLC located in Hinckley, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Hinckley, Ohio.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Shannon has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shannon Marie Schoenborn | Shannon Marie Schotte
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SHANNON DAVIS, 223 Walden Ridge Dr, Hinckley, Hinckley OH 44233, 09/20/2024, Ohio Notary Public, Notary, NIR, 1 HR/MO, 0 HR/MO TRADING. 2) LINC WORLDWIDE, 3732 Fishcreek Road, #920, Stow OH 44224, United States, 04/15/2022, Committee for golf outing, Volunteer, NIR, 2 HR/MO - 0 HR/MO TRADING 3) RETIREMENT PLAN ADVISORS, LLC, 223 Walden Ridge Drive, Hinckley OH 44233, United States, 07/06/2022, IAR, Investment Advisor Representative that manages client assets or prepares financial plans for a fee, INV REL, 5 HR/MO - 1 HR/MO TRADING 4) SHANNON DAVIS, 3301 E Royalton Rd, Bldg D, Broadview Heights OH 44147, United States, 07/01/2023, Coach, 1099 Contractor, NIR, 10 HR/MO - 0 HR/MO TRADING 5) AMERICAN LUNG ASSOCIATION, 223 Walden Ridge Drive, Hinckley OH 44233, United States, 09/22/2025, Committee Member, Volunteer, NIR, 6 HR/MO - 2 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Marie Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2022 - Present
RETIREMENT PLAN ADVISORS, LLC
RIA
CRD#: 122758
Hinckley, OH
Current
February 22, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 223 Walden Ridge Dr., Hinckley, OH 44233BD
CRD#: 39543
Hinckley, OH
Past
January 13, 2021 - February 23, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Kirtland, OH
Past
June 4, 2019 - February 23, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
Kirtland, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
RIA
Registered Investment Advisory firm - (7/14/2004 Approved)Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/22/2022)
RR
Ohio(2/22/2022)
IAR
Ohio(3/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/4/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
RIA
Registered Investment Advisory firm - (7/14/2004 Approved)Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29 E. Madison St. Suite 500, Chicago, IL 60602-3205
Mailing Address
Phone number
(312) 701-1100
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,148 |
| AUM (Assets Under Management) | $ 1,882,191,054 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
