Richard K. Ryan

MIDWEST FINANCIAL GROUP LLC

Topeka, KS 66213

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CRD#: 711204

Professional summary

Richard K Ryan, CFP®, who also goes by Rick Ryan, is a registered financial advisor currently at MIDWEST FINANCIAL GROUP LLC located in Topeka, Kansas.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Richard has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 1, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick Ryan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SELF EMPLOYED AS INDEPENDENT INSURANCE AGENT SINCE 2014 PROVIDING NON-INVESTMENT RELATED INSURANCE PRODUCTS AND SERVICES AS NEEDED DURING REGULAR BUSINESS HOURS. (MAILING ADDRESS: 7630 SW 21ST STREET, TOPEKA, KS 66610). 2. TREASURER AND FINANCE COMMITTEE MEMBER AND NON-VOTING EMERITUS BOARD MEMBER OF KANSAS MASONIC FOUNDATION; A NON INVESTMENT RELATED CHARITABLE ORGANIZATION, AN AFFILIATION HELD SINCE 2006, WITH PARTICIPATION GENERALLY OUTSIDE OF REGULAR BUSINESS HOURS. (MAILING ADDRESS: 221 SW 33RD STREET, SUITE 100, TOPEKA, KS 66611).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard K Ryan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Current

May 11, 2015 - Present

MIDWEST FINANCIAL GROUP LLC

Office #1: 7630 Sw 21st Street, Topeka, KS 66213

RIA

CRD#: 175288

Topeka, KS

Past

April 23, 2004 - May 11, 2015

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

TOPEKA, KS

Past

April 23, 2004 - May 11, 2015

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

TOPEKA, KS

Past

May 17, 2000 - May 3, 2004

OFG FINANCIAL SERVICES, INC.

CRD#: 23940

TOPEKA, KS

Past

February 2, 1989 - May 3, 2004

OFG FINANCIAL SERVICES, INC.

RIA

CRD#: 23940

TOPEKA, KS

Past

March 31, 1982 - September 9, 1988

SBL PLANNING, INC.

CRD#: 4315

Past

February 26, 1982 - May 18, 2000

SECURITY DISTRIBUTORS

CRD#: 3336

TOPEKA, KS

Past

November 20, 1981 - February 9, 1982

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

Past

November 2, 1981 - December 10, 1981

SECURITY DISTRIBUTORS

CRD#: 3336

Past

July 3, 1980 - September 9, 1988

SBL PLANNING, INC.

CRD#: 4315

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIDWEST FINANCIAL GROUP LLC

ALPHA ASSET MANAGEMENT | MS FINANCIAL RESOURCES | MIDWEST FINANCIAL PARTNERS | MIDWEST FINANCIAL GROUP LLC | FRESH FINANCIAL PLANNING

CRD#: 175288 / SEC#: 801-81177

RIA

Registered Investment Advisory firm - (3/27/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(5/11/2015)

IAR

Texas
(1/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/5/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/11/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/23/2000

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 6/26/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/12/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 4/2/1986

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MIDWEST FINANCIAL GROUP LLC

ALPHA ASSET MANAGEMENT | MS FINANCIAL RESOURCES | MIDWEST FINANCIAL PARTNERS | MIDWEST FINANCIAL GROUP LLC | FRESH FINANCIAL PLANNING

CRD#: 175288 / SEC#: 801-81177

RIA

Registered Investment Advisory firm - (3/27/2015 Approved)

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Contact information

Main Address

7400 W 130th Street, Suite 100, Overland Park, KS 66213

Mailing Address

Phone number

(913) 696-0041

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MFG ADV PART 2A (2/7/2025)

MFG ADV PART 2A APPENDIX (2/7/2025)

Regulatory assets under management

Total Number of Accounts	2,328
AUM (Assets Under Management)	$ 477,818,932

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard K. Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard K Ryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

OFG FINANCIAL SERVICES, INC.

OFG FINANCIAL SERVICES, INC.

SBL PLANNING, INC.

SECURITY DISTRIBUTORS

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

SECURITY DISTRIBUTORS

SBL PLANNING, INC.

Primary Firm SEC Registration

MIDWEST FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/5/1982

SIE

Date: 5/11/2015

Series 7

Date: 2/23/2000

Series 1

Date: 6/26/1980

Series 24

Date: 5/12/2000

Series 26

Date: 4/2/1986

Current Firm

MIDWEST FINANCIAL GROUP LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MIDWEST FINANCIAL GROUP LLC

TRUST BUT VERIFY

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