Louis E. Depaul

BLBB ADVISORS

Montgomeryville, PA 18936

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CRD#: 710807

Professional summary

Louis Edward Depaul is a registered financial advisor currently at BLBB ADVISORS located in Montgomeryville, Pennsylvania.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Louis has worked at 6 firms and has passed the Series 63, SIE, Series 5, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 08/08/2024 - FINRA - Outside/W-2 Employment - Arbitrator - Not Investment Related - New York, NY - Start Date 10/01/2024 - 3 Hours Per Month/ 0 Hours During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Edward Depaul's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2025 - Present

BLBB ADVISORS

Office #1: 103 Montgomery Avenue, Montgomeryville, PA 18936

RIA

CRD#: 139096

Montgomeryville, PA

Past

February 1, 2023 - February 12, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

WEST CONSHOHOCKEN, PA

Past

February 1, 2023 - February 12, 2025

LPL FINANCIAL LLC

CRD#: 6413

WEST CONSHOHOCKEN, PA

Past

June 15, 2020 - February 8, 2023

BOENNING & SCATTERGOOD, INC.

RIA

CRD#: 100

WEST CONSHOHOCKEN, PA

Past

October 16, 2000 - February 8, 2023

BOENNING & SCATTERGOOD, INC.

CRD#: 100

WEST CONSHOHOCKEN, PA

Past

October 1, 1999 - November 30, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 9, 1989 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

June 27, 1980 - September 7, 1989

BUTCHER & SINGER INC.

CRD#: 6517

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLBB ADVISORS

BLB & B ADVISORS, LLC | BLBB ADVISORS

CRD#: 139096 / SEC#: 801-65840

RIA

Registered Investment Advisory firm - (3/8/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/8/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 10/5/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 6/21/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/15/1981

Registered Options Principal Examination

Current Firm

BLBB ADVISORS

BLB & B ADVISORS, LLC | BLBB ADVISORS

CRD#: 139096 / SEC#: 801-65840

RIA

Registered Investment Advisory firm - (3/8/2006 Approved)

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Contact information

Main Address

103 Montgomery Avenue, Montgomeryville, PA 18936

Mailing Address

P.o. Box 1010, Montgomeryville, PA 18936

Phone number

(215) 643-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BLBB_3_26_2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	3,588
AUM (Assets Under Management)	$ 2,739,761,758

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/23/2025	Cover Page	Report
08/30/2024	Cover Page	Report
04/02/2024	Cover Page	Report
11/07/2023	Cover Page	Report
11/02/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Louis E. Depaul

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Edward Depaul's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BOENNING & SCATTERGOOD, INC.

BOENNING & SCATTERGOOD, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

BUTCHER & SINGER INC.

Primary Firm SEC Registration

BLBB ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 8/8/1980

SIE

Date: 10/1/2018

Series 5

Date: 10/5/1981

Series 7

Date: 6/21/1980

Series 4

Date: 1/15/1981

Current Firm

BLBB ADVISORS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BLBB ADVISORS

TRUST BUT VERIFY

Contact information

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