Trey P. Stern
STRATEGIC ADVISERS LLC | Financial Consultant
SARASOTA, FL
Some features on this profile are disabled
CRD#: 7099653
Professional summary
Trey Phillip Stern, who also goes by Trey Phillip Stern, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Sarasota, Florida and FIDELITY BROKERAGE SERVICES LLC located in Sarasota, Florida.
Trey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Trey has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
I help families and individuals plan for the most important events in their lives, and partner with them along the way to avoid any pitfalls, to help them work towards achieving their long term financial goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Trey Phillip Stern
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Trey Phillip Stern's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Florida State University
Bachelor of Science (BS) - Marketing
2019
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 201 N Cattlemen Rd, Sarasota, FL 34243RIA
CRD#: 104555
SARASOTA, FL
Current
April 19, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 201 N Cattlemen Rd, Sarasota, FL 34243BD
CRD#: 7784
Sarasota, FL
Past
June 7, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SARASOTA, FL
Past
April 20, 2021 - March 31, 2022
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Sarasota, FL
Past
April 20, 2021 - March 31, 2022
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Sarasota, FL
Past
August 13, 2019 - March 23, 2021
EDWARD JONES
RIA
CRD#: 250
Sarasota, FL
Past
June 15, 2019 - March 23, 2021
EDWARD JONES
BD
CRD#: 250
Sarasota, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/9/2022)
RR
Arizona(5/19/2023)
RR
California(5/22/2024)
RR
Connecticut(9/9/2022)
RR
District of Columbia(7/19/2024)
RR
Florida(4/19/2022)
IAR
Florida(3/31/2025)
RR
Georgia(7/14/2022)
RR
Idaho(1/3/2025)
RR
Illinois(10/15/2024)
RR
Maine(5/30/2024)
RR
Maryland(12/9/2024)
RR
Massachusetts(9/29/2023)
RR
Michigan(7/8/2022)
RR
Minnesota(5/3/2024)
RR
New Hampshire(6/24/2022)
RR
New Jersey(3/25/2023)
RR
New York(7/8/2022)
RR
North Carolina(6/3/2022)
RR
Pennsylvania(2/17/2023)
RR
Tennessee(7/8/2022)
RR
Texas(6/2/2025)
IAR
Texas(7/8/2025)
RR
Vermont(6/20/2024)
RR
Virginia(9/9/2022)
RR
Wisconsin(1/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/15/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Sarasota, FLTRUST BUT VERIFY
Monitor Trey Stern
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
