Nicholas R. Lloyd
Professional summary
Nicholas Robert Lloyd, who also goes by Nicholas Lloyd, Nick Lloyd, is a registered financial advisor currently at NOVARE CAPITAL MANAGEMENT located in Charlotte, North Carolina.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nicholas has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Robert Lloyd's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2022 - Present
NOVARE CAPITAL MANAGEMENT
Office #1: 521 E. Morehead Suite 510, Charlotte, NC 28202February 18, 2020 - April 25, 2022
M HOLDINGS SECURITIES, INC.
November 12, 2019 - April 25, 2022
M HOLDINGS SECURITIES, INC.
Primary Firm SEC Registration
NOVARE CAPITAL MANAGEMENT
CRD#: 117949 / SEC#: 801-61848
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/16/2022)
Exams
Series 7TO
Date: 11/12/2019
General Securities Representative ExaminationCurrent Firm
NOVARE CAPITAL MANAGEMENT
CRD#: 117949 / SEC#: 801-61848
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,954 |
| AUM (Assets Under Management) | $ 1,723,889,710 |
Red Flags
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