Andrea C. Kovacs

CORE ADVISORY GROUP

Charlotte, NC 28210

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CRD#: 7092335

Professional summary

Andrea Christina Kovacs, who also goes by Andrea Christina Kovacs, Andrea Kovacs, is a registered financial advisor currently at CORE ADVISORY GROUP located in Charlotte, North Carolina.

Andrea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Andrea has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrea Christina Kovacs | Andrea Kovacs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Christina Kovacs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2024 - Present

CORE ADVISORY GROUP

Office #1: 6100 Fairview Road Suite 1150, Charlotte, NC 28210

RIA

CRD#: 306661

Charlotte, NC

Past

September 16, 2021 - February 27, 2024

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORE ADVISORY GROUP

CRD#: 306661 / SEC#: 801-122934

RIA

Registered Investment Advisory firm - (1/4/2022 Approved)

North Carolina

Registered Investment Advisory firm - (2/24/2022 Terminated)

South Carolina

Registered Investment Advisory firm - (2/23/2022 Terminated)

Texas

Registered Investment Advisory firm - (2/23/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/9/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/20/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 9/16/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 7/12/2021

Securities Industry Essentials Examination

Current Firm

CORE ADVISORY GROUP

CRD#: 306661 / SEC#: 801-122934

RIA

Registered Investment Advisory firm - (1/4/2022 Approved)

North Carolina

Registered Investment Advisory firm - (2/24/2022 Terminated)

South Carolina

Registered Investment Advisory firm - (2/23/2022 Terminated)

Texas

Registered Investment Advisory firm - (2/23/2022 Terminated)

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Contact information

Main Address

744 Arden Lane Suite 175, Rock Hill, SC 29732

Mailing Address

Phone number

(803) 324-5464

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,628
AUM (Assets Under Management)	$ 296,813,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrea C. Kovacs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Christina Kovacs's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORE ADVISORY GROUP

WELLS FARGO SECURITIES, LLC

Primary Firm SEC Registration

CORE ADVISORY GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/9/2024

Series 63

Date: 8/20/2021

Series 79TO

Date: 9/16/2021

SIE

Date: 7/12/2021

Current Firm

CORE ADVISORY GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORE ADVISORY GROUP

TRUST BUT VERIFY

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