Joshua J. Kincaid

TRUIST ADVISORY SERVICES

WINSTON, NC 27127

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CRD#: 7085702

Professional summary

Joshua Joseph Kincaid, who also goes by Joshua Joseph Kincaid, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Winston, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Winston-salem, North Carolina.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Joshua has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua Joseph Kincaid

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BETHANY TRACE HOMEOWNERS' ASSOCIATION POSITION: President NATURE: Neighborhood HOA INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2025 ADDRESS: Winston Salem NC, United States DESCRIPTION: Act as liaison between neighborhood and property managers. Hold community meetings. ROVER POSITION: Caretaker NATURE: In-home pet sitting. Owner of record is Sarah Kincaid (spouse). Josh has negligible and infrequent responsibilities but can include feeding and walking of animals. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: Winston Salem NC, United States DESCRIPTION: Responsibilities may include feeding and walking of animals.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Joseph Kincaid's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2025 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 110 Stratford Road, Winston, NC 27127

RIA

CRD#: 283390

WINSTON, NC

Current

August 25, 2025 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 110 S Stratford Rd Fl 2 & 5, Winston-salem, NC 27104

CRD#: 17499

WINSTON-SALEM, NC

Past

August 18, 2023 - August 19, 2025

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

Winston Salem, NC

Past

August 15, 2023 - August 19, 2025

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

May 25, 2019 - June 22, 2023

CREDIT UNION INVESTMENT SERVICES

RIA

CRD#: 144871

Raleigh, NC

Past

April 24, 2019 - June 22, 2023

SECU BROKERAGE SERVICES

CRD#: 19899

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(8/25/2025)

IAR

North Carolina
(8/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/25/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/13/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/21/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 4/24/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 3/14/2019

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 9/16/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua J. Kincaid

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Joseph Kincaid's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CREDIT UNION INVESTMENT SERVICES

SECU BROKERAGE SERVICES

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/25/2019

Series 63

Date: 5/13/2019

Series 7TO

Date: 7/21/2022

Series 6TO

Date: 4/24/2019

SIE

Date: 3/14/2019

Series 24

Date: 9/16/2022

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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