Brian T. Niemann
CETERA INVESTMENT ADVISERS LLC
Rice Lake, WI 54868
CRD#: 1849649
Professional summary
Brian Todd Niemann, CFP®, ChFC® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rice Lake, Wisconsin and CETERA ADVISORS LLC located in Rice Lake, Wisconsin.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Brian has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 31, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Retirement Planning
Estate Planning
How do you get paid?
Commission and Fee
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Todd Niemann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
December 15, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 515 N Main Street, Rice Lake, WI 54868Office #2: 209 Churchill Street West Suite #103, Stillwater, MN 55082Office #3: 3227 S Timberline Road Suite A, Fort Collins, CO 80525RIA
CRD#: 105644
Rice Lake, WI
Current
December 15, 2025 - Present
CETERA ADVISORS LLC
Office #1: 515 N Main St, Rice Lake, WI 54868Office #2: 3227 S. Timberline Rd. Suite A, Fort Collins, CO 80525Office #3: 209 Churchill Street West, Suite 103, Stillwater, MN 55082BD
CRD#: 10299
RICE LAKE, WI
Past
July 9, 2019 - December 22, 2021
WEALTH MANAGEMENT GROUP, LLC
RIA
CRD#: 173629
Rice Lake, WI
Past
January 12, 2015 - December 31, 2018
WEALTH MANAGEMENT GROUP, LLC
RIA
CRD#: 173629
CUMBERLAND, WI
Past
August 20, 2002 - December 18, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
RICE LAKE, WI
Past
August 2, 2002 - December 18, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
RICE LAKE, WI
Past
December 1, 2001 - May 22, 2002
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
April 20, 1994 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
BD
CRD#: 14536
MORRIS PLAINS, NJ
Past
July 25, 1988 - April 27, 1994
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/15/2025)
RR
Alaska(12/15/2025)
RR
Arizona(12/15/2025)
RR
Arkansas(12/15/2025)
RR
California(12/15/2025)
RR
Colorado(12/15/2025)
IAR
Colorado(12/15/2025)
RR
Connecticut(12/15/2025)
RR
Florida(12/15/2025)
RR
Georgia(12/15/2025)
RR
Hawaii(12/15/2025)
RR
Illinois(12/15/2025)
RR
Indiana(12/15/2025)
RR
Iowa(12/15/2025)
RR
Kansas(12/15/2025)
RR
Maryland(12/15/2025)
RR
Massachusetts(12/15/2025)
RR
Michigan(12/15/2025)
RR
Minnesota(12/15/2025)
IAR
Minnesota(12/15/2025)
RR
Missouri(12/15/2025)
RR
Montana(12/15/2025)
RR
Nebraska(12/15/2025)
RR
Nevada(12/15/2025)
RR
New Jersey(12/15/2025)
RR
New Mexico(12/15/2025)
RR
New York(12/15/2025)
RR
North Carolina(12/18/2025)
RR
North Dakota(12/15/2025)
RR
Ohio(12/15/2025)
RR
Oklahoma(12/15/2025)
RR
Oregon(12/15/2025)
RR
Pennsylvania(12/15/2025)
RR
South Dakota(12/15/2025)
RR
Texas(12/15/2025)
IAR
Texas(12/15/2025)
RR
Utah(12/15/2025)
RR
Virginia(12/15/2025)
RR
Washington(12/15/2025)
RR
Wisconsin(12/15/2025)
IAR
Wisconsin(12/15/2025)
RR
Wyoming(12/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Rice Lake, WI 54868TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
