William G. Stanley
Professional summary
William G Stanley is a registered financial advisor currently at STANLEY-LAMAN GROUP LTD. located in Berwyn, Pennsylvania and STANLEY LAMAN GROUP SECURITIES, LLC located in Berwyn, Pennsylvania.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. William has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William G Stanley's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 1994 - Present
STANLEY-LAMAN GROUP LTD.
Office #1: 1235 Westlakes Drive Suite 295, Berwyn, PA 19312August 28, 2003 - Present
STANLEY LAMAN GROUP SECURITIES, LLC
Office #1: 1235 Westlakes Drive, Suite 295, Berwyn, PA 19312Office #2: 1235 Westlakes Drive, Suite 295, Berwyn, PA 19312August 9, 2001 - March 8, 2006
SEL CAPITAL MANAGEMENT, LLC
January 24, 2000 - February 20, 2004
RAMPART FINANCIAL SERVICES, INC.
May 3, 1999 - January 21, 2000
PARK AVENUE SECURITIES LLC
March 11, 1993 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
April 22, 1992 - November 3, 1992
OSAIC WEALTH, INC.
May 5, 1980 - April 21, 1992
CINCINNATI ANALYSTS, INC.
Primary Firm SEC Registration
STANLEY-LAMAN GROUP LTD.
CRD#: 112112 / SEC#: 801-45568
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2015)
(4/8/2004)
(4/8/2004)
(4/2/2004)
(3/22/2004)
(3/9/2004)
(12/16/2008)
(4/1/2004)
(5/14/2004)
(5/5/1994)
(2/23/2004)
(4/19/2004)
(4/2/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 4/28/1980
Registered Representative ExaminationFINRA
Current Firm
STANLEY-LAMAN GROUP LTD.
CRD#: 112112 / SEC#: 801-45568
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 791 |
| AUM (Assets Under Management) | $ 979,307,064 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 01/26/2024 | ||
| 10/28/2022 |
Red Flags
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