Vance B. Palmer

CGI PLAN ADVISORS

Frazer, PA 19355

Some features on this profile are disabled

CRD#: 708148

Professional summary

Vance Bradley Palmer, who also goes by V Brad Palmer, Vance Brad Palmer, Brad Palmer, is a registered financial advisor currently at CGI PLAN ADVISORS, INC. located in Frazer, Pennsylvania and CGI WEALTH ADVISORS, INC. located in Frazer, Pennsylvania.

Vance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Vance has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

V Brad Palmer | Vance Brad Palmer | Brad Palmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. THE CONESTOGA GROUP INC, C-CORPORATION SETUP TO SELL FIXED INSURANCE PRODUCT AND GROUP INSURANCE, SECURITIES AND MEDICAL BENEFIT PRODUCTS AND TO PROVIDE BENEFIT ADMINISTRATION, SOLE SHAREHOLDER; STARTED 1986; INVESTMENT RELATED AND CONDUCTED FROM BRANCH LOCATION AT 601 SWEDESFORD RD FRAZER PA 19355; 75-100 HOURS PER MONTH BETWEEN THE HOURS OF 7:00AM AND 7:00PM 2. THE CONESTOGA GROUP, INC. - TRUSTEE OF COMPANY'S 401K PLAN, INVESTMENT RELATED AND CONDUCTED FROM SAME (ONLY) BRANCH LOCATION; LESS THAN 1 HOUR PER MONTH BETWEEN THE HOURS OF 7:00AM AND 7:00PM 3. SUBRA PROPERITIES LLC, TO OWN AND MANAGE OFFICE BUILDING LOCATED AT 601 SWEDESFORD ROAD, FRAZER, PA, AS 51% SHAREHOLDER, NON-INVESTMENT RELATED, NO EMPLOYEES AND CONDUCTED FROM SAME BRANCH LOCATION; 1-2 HOURS PER MONTH BETWEEN THE HOURS OF 7:00AM AND 7:00PM 4. CGI WEALTH ADVISORS, INC. A C-CORPORATION SETUP TO SELL SECURITY PRODUCTS AND FINANCIAL PLANNING TO INDIVIDUALS ON A FEE ONLY ADVISER BASIS; 15% SHAREHOLDER; SALES & SERVICE; COMPLIANCE OFFICER; STARTED 12/2020; 2-5 HOURS PER MONTH BETWEEN THE HOURS OF 7:00AM AND 7:00PM; FROM SAME BRANCH LOCATION 5. CGI PLAN ADVISORS, INC. A C-CORPORATION SETUP TO SERVE AS 3(21) AND POSSIBLY 3(38) ADVISER TO QUALIFIED PLAN CLIENTS; SOLE OWNER; SALES & SERVICE; COMPLIANCE OFFICER; STARTED 12/2020; 75-100 HOURS PER MONTH BETWEEN THE HOURS OF 7:00AM AND 7:00PM; FROM SAME BRANCH LOCATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vance Bradley Palmer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2021 - Present

CGI PLAN ADVISORS, INC.

Office #1: 601 Swedesford Rd, Swedesford Corporate Center, Frazer, PA 19355

RIA

CRD#: 311275

Frazer, PA

Current

February 9, 2021 - Present

CGI WEALTH ADVISORS, INC.

Office #1: Swedesford Corporate Center 601 Swedesford Road, Frazer, PA 19355

RIA

CRD#: 311273

Frazer, PA

Past

September 9, 2010 - December 18, 2020

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

FRAZER, PA

Past

May 1, 2002 - December 18, 2020

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

FRAZER, PA

Past

November 2, 1995 - May 2, 2002

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

October 20, 1980 - November 30, 1995

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

May 5, 1980 - November 30, 1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CGI PLAN ADVISORS, INC.

CRD#: 311275 / SEC#: 801-119874

RIA

Registered Investment Advisory firm - (11/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/18/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/1995

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 4/23/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/10/1997

General Securities Principal Examination

Current Firm

CGI PLAN ADVISORS, INC.

CRD#: 311275 / SEC#: 801-119874

RIA

Registered Investment Advisory firm - (11/27/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

601 Swedesford Rd, Swedesford Corporate Center, Frazer, PA 19355

Mailing Address

Phone number

(610) 854-1420

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

CGI PLAN ADVISORS - DECEMBER 2024 (4/1/2025)

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 211,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Vance B. Palmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vance Bradley Palmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CGI WEALTH ADVISORS, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

FSC SECURITIES CORPORATION

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

Primary Firm SEC Registration

CGI PLAN ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/18/1983

SIE

Date: 10/1/2018

Series 7

Date: 11/20/1995

Series 1

Date: 4/23/1980

Series 24

Date: 6/10/1997

Current Firm

CGI PLAN ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CGI PLAN ADVISORS, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors