William Mckenna

MCKENNA & SULLIVAN

Southampton, PA 18966

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CRD#: 708119

Professional summary

William Mckenna JR is a registered financial advisor currently at MCKENNA & SULLIVAN INC located in Southampton, Pennsylvania.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. William has worked at 5 firms and has passed the Series 63, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Mckenna JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2023 - Present

MCKENNA & SULLIVAN INC

Office #1: 1111 Street Road, #312, Southampton, PA 18966

RIA

CRD#: 120366

Southampton, PA

Past

August 14, 2003 - December 31, 2005

WHARTON EQUITY CORPORATION

RIA

CRD#: 10170

SOUTHAMPTON, PA

Past

September 8, 1999 - December 31, 2005

WHARTON EQUITY CORPORATION

CRD#: 10170

WAYNE, PA

Past

September 1, 1999 - December 31, 2022

MCKENNA & SULLIVAN INC

RIA

CRD#: 120366

SOUTHAMPTON, PA

Past

April 1, 1993 - September 17, 1999

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

October 20, 1980 - April 1, 1993

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

May 5, 1980 - April 1, 1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/18/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/8/1997

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 4/23/1980

Registered Representative Examination

Current Firm

MCKENNA & SULLIVAN INC

MCKENNA & SULLIVAN INC | MCKENNA, INC. | MCKENNA & SULLIVAN, INC.

CRD#: 120366 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (10/13/2023 Approved)

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Contact information

Main Address

1111 Street Road 312, Southampton, PA 18966

Mailing Address

Phone number

(215) 364-5770

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 18,213,973

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William Mckenna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Mckenna JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCKENNA & SULLIVAN INC

WHARTON EQUITY CORPORATION

WHARTON EQUITY CORPORATION

MCKENNA & SULLIVAN INC

SECURIAN FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

State Registrations and Notice Filings

Exams

Series 63

Date: 11/18/1983

Series 7

Date: 10/8/1997

Series 1

Date: 4/23/1980

Current Firm

MCKENNA & SULLIVAN INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCKENNA & SULLIVAN INC

TRUST BUT VERIFY

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