Niccole M. Palacios
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
The Villages, FL 32162
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CRD#: 7080739
Professional summary
Niccole Marie Palacios, who also goes by Niccole Marie Fentress, Niccole Marie Kelly, Nicole Marie Kelly, Niccole Marie Swinarton, is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in The Villages, Florida and ALEXANDER CAPITAL, L.P. located in The Villages, Florida.
Niccole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Niccole has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Niccole Marie Fentress | Niccole Marie Kelly | Nicole Marie Kelly | Niccole Marie Swinarton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
allididwasme (All I Did Was Me) - Sole Proprietor - Non- Investment related - Mindset and Performance Coaching, Music Projects (writing/production) - 2 hours per week
CRS (Client Relationship Summary) - RIA
Click below to view Niccole Marie Palacios's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2024 - Present
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Office #1: 11834 Cr 101, Suite 203, The Villages, FL 32162RIA
CRD#: 157714
The Villages, FL
Current
March 14, 2024 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 11834 Cr 101, Suite 203, The Villages, FL 32162BD
CRD#: 40077
The Villages, FL
Past
June 18, 2019 - March 28, 2024
EDWARD JONES
RIA
CRD#: 250
THE VILLAGES, FL
Past
April 20, 2019 - March 28, 2024
EDWARD JONES
BD
CRD#: 250
THE VILLAGES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/14/2024)
RR
California(3/14/2024)
RR
Colorado(3/14/2024)
RR
Connecticut(3/15/2024)
RR
Delaware(3/14/2024)
RR
Florida(3/14/2024)
IAR
Florida(3/26/2024)
RR
Georgia(3/14/2024)
RR
Idaho(3/14/2024)
RR
Illinois(3/14/2024)
RR
Indiana(3/14/2024)
RR
Louisiana(8/29/2024)
RR
Massachusetts(3/14/2024)
RR
Michigan(3/14/2024)
RR
Minnesota(3/14/2024)
RR
Mississippi(3/14/2024)
RR
New Hampshire(3/14/2024)
RR
New Jersey(3/14/2024)
RR
New York(3/14/2024)
RR
North Carolina(3/14/2024)
RR
North Dakota(3/14/2024)
RR
Ohio(3/14/2024)
RR
Pennsylvania(3/14/2024)
RR
South Carolina(3/14/2024)
RR
Texas(3/14/2024)
RR
Utah(3/14/2024)
RR
Virginia(3/14/2024)
RR
Washington(3/14/2024)
RR
Wisconsin(3/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/19/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
Phone number
(212) 687-5650
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 999 |
| AUM (Assets Under Management) | $ 212,106,766 |
Red Flags
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Company Information
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
CRD#: 157714The Villages, FL 32162TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
