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CRD#: 40077
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ALEXANDER CAPITAL, L.P. is located at 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701 and was first established at Woodbridge, Delaware in 11/28/1995. After operating for 30 years, ALEXANDER CAPITAL, L.P. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ALEXANDER CAPITAL, L.P.’s clients are individuals and 0% of their clients are high net worth individuals. ALEXANDER CAPITAL, L.P. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ALEXANDER CAPITAL, L.P. are registered to handle securities or provide financial advice. The firm has 7 disclosures, 6 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ALEXANDER CAPITAL, L.P.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ALEXANDER CAPITAL, L.P.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ALEXANDER CAPITAL, L.P. Comes From

Understanding the Statistics for ALEXANDER CAPITAL, L.P. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
6
Arbitration
1

FIRM INFORMATION

Main Address
10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
10 Drs James Parker Blvd Suite 201, Red Bank, NJ 07701
Firm Size
Small
Phone Number
(212) 687-5650
Established
Delaware since 11/28/1995
Firm Type
Partnership
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SENA MANAGEMENT LLCPARTNER
JSEC INCPARTNER
SALKIND, CATHERINE PPARTNER7021439
RUGGIERE, JOSEPH MATTHEWPARTNER2548108
RUGGIERE, WAYNE NMNPARTNER7200730
SALKIND, GENE ZPARTNER7021417
AMATO, JOSEPH ANTHONYCEO2751635
ELDREDGE, MICHAEL WILLIAMBRANCH MANAGER ATL OFFICE2903014
FAUCI, JODIGENERAL SECS PRINCIPAL4189732
FEMIANO, JOHN FRANCISGENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL2132030
FRANCONE, VITO ANTONIO IICOMPLIANCE ASSOCIATE2349326
GUIDICIPIETRO, ROCCO GERARDCOO2489732
KRISPEAL, RAQUEL ESENIOR COMPLIANCE OFFICER, BRANCH MANAGER5733217
MARTORANO, CARL MARIOBRANCH MANAGER/OPERATIONS MANAGER/ROSFP2286051
MESSINA, PAUL MICHAELGENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL5897543
MISITI, MICHELE ANNCHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER1931272
ROTH, BARBARA NMNPARTNER7200728
SKOVRONCK, JEANPAUL CHARLESDESIGNATED SUPERVISOR, DEPUTY AML OFFICER2744738
STACK, TIMOTHYSENIOR COMPLIANCE OFFICER1426363
STAFFORD, LAWRENCE ROBERTCHIEF TECHNOLOGY OFFICER7046577
SULLIVAN, THOMAS FRANCISFINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL1145000
THE SALKIND FAMILY FOUNDATIONPARTNER

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Advisor's working at ALEXANDER CAPITAL, L.P.

Clemente Palacios

Clemente Palacios

IAR
RR
CRD#: 4913478
Location:
The Villages, FL 32162
Company:
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Disclosures:
Experience:
20 years
View Profile
Niccole Marie Palacios

Niccole Marie Palacios

Niccole Marie Fentress, Niccole Marie Kelly, Nicole Marie Kelly, Niccole Marie Swinarton
IAR
RR
CRD#: 7080739
Location:
The Villages, FL 32162
Company:
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Disclosures:
Experience:
6 years
View Profile
SG

Stephen William Guercio

IAR
RR
CRD#: 1523331
Location:
Red Bank, NJ 07701
Company:
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Disclosures:
Experience:
28 years
View Profile
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