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Jacob J. Schulte

FAS
Leawood, KS 66224
Some features on this profile are disabled
CRD#: 7078084
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Professional summary


Jacob J Schulte, who also goes by Jacob John Schulte, Jacob Schulte, Jake Schulte, is a registered financial professional currently at FAS CORP. located in Leawood, Kansas.

Jacob is registered as a RR (Registered Representative) and started their career in finance in 2019. Jacob has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6TO exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jacob John Schulte | Jacob Schulte | Jake Schulte

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jacob J Schulte's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 27, 2020 - Present

FAS CORP.

Office #1: 4747 West 135th Street, Suite 100, Leawood, KS 66224
BD
CRD#: 43536
Leawood, KS
Past

December 19, 2019 - February 18, 2020

LION STREET ADVISORS, LLC

RIA
CRD#: 167610
CEDAR RAPIDS, IA
Past

December 19, 2019 - February 18, 2020

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
AUSTIN, TX
Past

August 30, 2019 - December 23, 2019

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
CEDAR RAPIDS, IA
Past

April 8, 2019 - December 23, 2019

SECURITIES AMERICA, INC.

BD
CRD#: 10205
CEDAR RAPIDS, IA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/19/2025)
RR
Iowa
(1/16/2024)
RR
Kansas
(2/28/2025)
RR
Minnesota
(2/28/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/22/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6TO
Date: 3/11/2019
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm


FC
FAS CORP.
AFAS CORP. | TFAS CORP. | NYFAS CORP. | MFAS CORP. | FFAS CORP. | FAS CORP.

CRD#: 43536 / SEC#: , 8-50307

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
4747 West 135th Street, Suite 100, Leawood, KS 66224
Mailing Address
4747 W 135 Street, Suite 100, Leawood, KS 66224
Phone number
(913) 239-2300
Established
Kansas since 06/18/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (43 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 2013STOCKHOLDER
JAMES G. DUSSOLD REVOCABLE TRUST DATED MAY 21, 1996STOCKHOLDER
JOHN THOMAS MEIER REVOCABLE TRUST DATED NOVEMBER 11, 2015STOCKHOLDER
AMEY, KEVIN PATRICK FISHERSTOCKHOLDER5611985
MICHELLE HORTON LIVING TRUST DATED JUNE 19, 2006STOCKHOLDER
O'GRADY, JORDAN MICHAELSTOCKHOLDER6091943
BARNES, ANNATRUSTEE AND GRANTOR OF BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 20134722952
BARNES, JACOB STRUSTEE AND GRANTOR OF BARNES FAMILY REVOCABLE TRUST DATED AUGUST 16, 20136079812
DUSSOLD, JAMES GERARDPRESIDENT, TREASURER, DIRECTOR, GRANTOR, TRUSTEE OF THE JAMES G. DUSSOLD REVOCABLE TRUST DATED MAY 21, 19961380347
GLENN, JACQUELYN ELAYNECHIEF COMPLIANCE OFFICER2260863
HORTON, BARNABAS D JRTRUSTEE OF THE MICHELLE HORTON LIVING TRUST DATED JUNE 19, 2006
HORTON, MICHELLETRUSTEE AND GRANTOR OF MICHELLE HORTON LIVING TRUST7092037
KRSTIC, MEGAN ASHLEYAML OFFICER
MEIER, JOHN ALANEXECUTIVE VICE PRESIDENT, SECRETARY2869160
MEIER, JOHN TGRANTOR AND TRUSTEE OF THE JOHN THOMAS MEIER REVOCABLE TRUST DATED NOVEMBER 11, 2015

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FAS CORP.

CRD#: 43536Leawood, KS 66224

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