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James Gerard Dussold

CFP®
FAS WEALTH PARTNERS
LEAWOOD, KS
·CRD# 1380347·41 years experience

Professional Summary

James Gerard Dussold, CFP®, who also goes by Jim Dussold, is a registered financial advisor currently at FAS WEALTH PARTNERS, INC. located in Leawood, Kansas and FAS CORP. located in Leawood, Kansas. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. James has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jim Dussold

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

41 years in the financial services industry

Current & Past Employments

FAS WEALTH PARTNERS, INC.·CRD# 109796
RIA
4747 West 135h Street #100, Leawood, KS 66224
June 23, 1987 - Present
FAS CORP.·CRD# 43536
BD
1. 4747 West 135th Street, Suite 100, Leawood, KS 662242. 18 Shipyard Drive Ste 3b, Hingham, MA 020433. 4747 West 135th Street, Suite 100, Leawood, KS 66224
August 19, 1997 - Present
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
Boston, MA
March 16, 1995 - September 3, 1997
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Scottsdale, AZ
January 4, 1989 - March 21, 1995
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
April 15, 1986 - December 31, 1988
CINCINNATI ANALYSTS, INC.·CRD# 5478
BD
June 18, 1985 - April 21, 1986

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Current Firm

FW
FAS WEALTH PARTNERS, INC.

FAS | WWW.FASKC.COM | HTTPS://WWW.LINKEDIN.COM/COMPANY/FINANCIAL-ADVISORY-SERVICE-INC/ | FINANCIAL ADVISORY SERVICE, INC. D/B/A MAYFLOWER CAPITAL | FINANCIAL ADVISORY SERVICE INC | FAS WEALTH PARTNERS, INC. | FAS WEALTH PARTNERS

CRD#: 109796 / SEC#: 801-19282
RIA
Registered Investment Advisory firm - SEC (7/21/1983 Approved)

Contact Information

Main Address

4747 W 135 Street Suite 100, Leawood, KS 66224

Phone Number

(913) 239-2300

# of Employees

33

SEC notice filing (31 States and Territories)

Registered to provide investment advisory services in 31 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FAS FORM ADV PART 2A BROCHURE 20230331 (2/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

5,110

AUM (Assets Under Management)

$3,776,012,822

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
03/31/2026Cover PageReport
04/01/2025Cover PageReport
01/31/2024Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

- FINANCIAL ADVISORY SERVICE, INC. (FAS), AN SEC REGISTERED INVESTMENT ADVISER, IS A FEE-BASED FINANCIAL PLANNING AND INVESTMENT MANAGEMENT FIRM FOR CLIENTS LOCALLY AND NATIONWIDE. FAS IS THE PARENT COMPANY OF ITS AFFILIATED BROKER/DEALER, FAS CORP. FAS CLIENTS INCLUDE CORPORATE EXECUTIVES, BUSINESS OWNERS, PROFESSIONALS, TRUSTS, RETIREES AND QUALIFIED PLAN ACCOUNTS. POSITION-IAR, SHAREHOLDER, EXEC VP, TREASURER AND SECRETARY; 4747 WEST 135TH STREET, SUITE 100, LEAWOOD, KS 66224; FAS IS INVESTMENT RELATED;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FAS WEALTH PARTNERS, INC.

FAS | WWW.FASKC.COM | HTTPS://WWW.LINKEDIN.COM/COMPANY/FINANCIAL-ADVISORY-SERVICE-INC/ | FINANCIAL ADVISORY SERVICE, INC. D/B/A MAYFLOWER CAPITAL | FINANCIAL ADVISORY SERVICE INC | FAS WEALTH PARTNERS, INC. | FAS WEALTH PARTNERS

CRD#: 109796 / SEC#: 801-19282
RIA
Registered Investment Advisory firm - SEC (7/21/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/1/2009)
RR
Arkansas
(7/14/2014)
IAR
California
(2/1/1995)
RR
California
(1/6/2014)
RR
Colorado
(1/10/2014)
RR
Connecticut
(5/6/2009)
RR
Delaware
(4/17/2009)
RR
District of Columbia
(2/29/2024)
RR
Florida
(4/25/2001)
RR
Georgia
(1/7/2014)
RR
Illinois
(4/3/2000)
RR
Indiana
(9/15/2005)
IAR
Kansas
(6/23/1987)
RR
Kansas
(9/3/1997)
RR
Maine
(4/22/2025)
RR
Maryland
(4/21/2009)
RR
Massachusetts
(4/14/2009)
RR
Michigan
(4/8/2009)
RR
Minnesota
(6/18/2001)
RR
Missouri
(9/19/1997)
RR
Nebraska
(11/3/2000)
RR
Nevada
(3/3/2009)
RR
New Jersey
(4/3/2009)
RR
New York
(4/8/2009)
RR
North Carolina
(4/9/2009)
RR
Ohio
(1/8/2014)
RR
Oklahoma
(8/22/1997)
RR
Oregon
(1/30/2014)
RR
Pennsylvania
(4/8/2009)
IAR
Texas
(1/30/1995)
RR
Texas
(2/19/1999)
RR
Utah
(1/6/2014)
RR
Vermont
(5/22/2026)
RR
Virginia
(2/25/2009)
RR
Washington
(4/8/2009)
RR
Wisconsin
(6/5/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1985About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1988About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view James Gerard Dussold's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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