Daiana E. Ploscaru
STRATEGIC ADVISERS LLC | Planning Consultant
NESCONSET, NY
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CRD#: 7075141
Professional summary
Daiana Elena Ploscaru, who also goes by Daiana Elena Ploscaru, Daiana Elena Ploscaru Ms., Daiana Ploscaru, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Nesconset, New York and FIDELITY BROKERAGE SERVICES LLC located in Lake Grove, New York.
Daiana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Daiana has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 10 and Series 9 exams.
Biography
As your aligned Planning Consultant I partner with you throughout the financial planning process to ensure that we understand what is most important to you as we strive to reach your financial goals with peace of mind. We will meet on a reoccurring basis to develop a relationship that allows us to adjust for changes that may impact your situation throughout different stages of your life.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daiana Elena Ploscaru | Daiana Elena Ploscaru Ms. | Daiana Ploscaru
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daiana Elena Ploscaru's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
CUNY Queens College
Bachelor of Economics - Economics
2018
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 142 New Moriches Road, Lake Grove, NY 11755RIA
CRD#: 104555
NESCONSET, NY
Current
March 27, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 142 New Moriches Road, Lake Grove, NY 11755BD
CRD#: 7784
Lake Grove, NY
Past
April 13, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LAKE GROVE, NY
Past
May 13, 2019 - June 20, 2019
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
WOODBURY, NY
Past
March 20, 2019 - June 20, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WOODBURY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/12/2025)
RR
California(2/12/2021)
RR
Florida(2/12/2021)
RR
Idaho(5/3/2024)
RR
Kentucky(10/8/2024)
RR
Maine(9/3/2025)
RR
Massachusetts(3/2/2024)
RR
Nebraska(1/15/2025)
RR
New Jersey(11/4/2024)
IAR
New Jersey(3/31/2025)
RR
New York(3/27/2020)
IAR
New York(3/31/2025)
RR
North Carolina(2/12/2021)
RR
Pennsylvania(9/3/2025)
RR
South Carolina(5/3/2024)
RR
Texas(9/23/2024)
IAR
Texas(3/31/2025)
RR
Vermont(1/6/2025)
RR
Virginia(6/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/20/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
