Noah Patrick Buck
Professional Summary
Noah Patrick Buck is a registered financial advisor currently at HEALTHCARE COMMUNITY SECURITIES CORP. located in Rensselaer, New York. Noah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Noah has worked at 1 firm and has passed the Series 63, Series 65, Series 6TO, SIE and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
HANYS BENEFIT SERVICES | TRUEPLAN BENEFIT AND RETIREMENT ADVISORS | STRATEGIC BENEFIT SERVICES | HEALTHCARE COMMUNITY SECURITIES CORPORATION | HEALTHCARE COMMUNITY SECURITIES CORP.
Contact Information
Main Address
One Empire Drive, Rensselaer, NY 12144Mailing Address
One Empire Drive, Rensselaer, NY 12144Phone Number
(518) 431-7600Established
New York since 07/21/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
11SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
FINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GROUP INSURANCE AGENCY | PARENT CORPORATION | — |
| BUCK, NOAH PATRICK | PRESIDENT | 7071368 |
| CUSACK, MICHELE L. | BOARD OF DIRECTOR | 8030752 |
| GELLER, MARK ELI | BOARD OF DIRECTOR | 7880534 |
| HAYES, MARY KATHERINE | CFO | 6496056 |
| HOFFMAN-FRAGALE, CHAD MICHAEL | BOARD OF DIRECTOR | 8217241 |
| LAROSE, JENNIFER | CHIEF COMPLIANCE OFFICER | 3094139 |
| MANZER, ANDREW RAYMOND | BOARD OF DIRECTOR | 6852044 |
| MCCOLLUM, CYNTHIA | BOARD OF DIRECTOR | 7564445 |
| RATNER, JOSHUA S | BOARD OF DIRECTOR | 7880541 |
| SCHILLER, JONATHAN DAVID | BOARD OF DIRECTOR | 7880562 |
| SMITH, JAMES | BOARD OF DIRECTOR | 8030764 |
| THOMAS, HUGH RICHARD | BOARD OF DIRECTOR | 6852059 |
| THOMPSON, STACI LYNN | BOARD OF DIRECTOR | 8217227 |
Regulatory Assets Under Management
Total Number of Accounts
96AUM (Assets Under Management)
$5,057,880,906Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HANYS BENEFIT SERVICES | TRUEPLAN BENEFIT AND RETIREMENT ADVISORS | STRATEGIC BENEFIT SERVICES | HEALTHCARE COMMUNITY SECURITIES CORPORATION | HEALTHCARE COMMUNITY SECURITIES CORP.
State Registrations and Notice Filings
(3/26/2019)
(4/12/2024)
(4/29/2019)
(5/16/2021)
(4/25/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2019About the Series 6TO examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2021About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Noah Patrick Buck's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Noah Patrick Buck's CRS (Customer Relationship Summary).
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