Mary Katherine Hayes
Professional Summary
Mary Katherine Hayes, who also goes by Mary Katherine Graber, Mary Kay Hayes, is a registered financial advisor currently at HEALTHCARE COMMUNITY SECURITIES CORP. located in Rensselaer, New York. Mary is registered as a RR (Registered Representative) and started their career in finance in 2020. Mary has worked at 1 firm and has passed the Series 99TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mary Katherine Graber, Mary Kay Hayes
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
HANYS BENEFIT SERVICES | TRUEPLAN BENEFIT AND RETIREMENT ADVISORS | STRATEGIC BENEFIT SERVICES | HEALTHCARE COMMUNITY SECURITIES CORPORATION | HEALTHCARE COMMUNITY SECURITIES CORP.
Contact Information
Main Address
One Empire Drive, Rensselaer, NY 12144Mailing Address
One Empire Drive, Rensselaer, NY 12144Phone Number
(518) 431-7600Established
New York since 07/21/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
11SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
FINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GROUP INSURANCE AGENCY | PARENT CORPORATION | — |
| BUCK, NOAH PATRICK | PRESIDENT | 7071368 |
| CUSACK, MICHELE L. | BOARD OF DIRECTOR | 8030752 |
| GELLER, MARK ELI | BOARD OF DIRECTOR | 7880534 |
| HAYES, MARY KATHERINE | CFO | 6496056 |
| HOFFMAN-FRAGALE, CHAD MICHAEL | BOARD OF DIRECTOR | 8217241 |
| LAROSE, JENNIFER | CHIEF COMPLIANCE OFFICER | 3094139 |
| MANZER, ANDREW RAYMOND | BOARD OF DIRECTOR | 6852044 |
| MCCOLLUM, CYNTHIA | BOARD OF DIRECTOR | 7564445 |
| RATNER, JOSHUA S | BOARD OF DIRECTOR | 7880541 |
| SCHILLER, JONATHAN DAVID | BOARD OF DIRECTOR | 7880562 |
| SMITH, JAMES | BOARD OF DIRECTOR | 8030764 |
| THOMAS, HUGH RICHARD | BOARD OF DIRECTOR | 6852059 |
| THOMPSON, STACI LYNN | BOARD OF DIRECTOR | 8217227 |
Regulatory Assets Under Management
Total Number of Accounts
96AUM (Assets Under Management)
$5,057,880,906Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
HANYS BENEFIT SERVICES | TRUEPLAN BENEFIT AND RETIREMENT ADVISORS | STRATEGIC BENEFIT SERVICES | HEALTHCARE COMMUNITY SECURITIES CORPORATION | HEALTHCARE COMMUNITY SECURITIES CORP.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mary Katherine Hayes's CRS (Customer Relationship Summary).
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