AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BM

Brian Manders

HEITMAN SECURITIES LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 7070273
BM

Professional summary

Brian Manders, who also goes by James Manders Brian, Brian James Manders, is a registered financial professional currently at HEITMAN SECURITIES LLC located in Chicago, Illinois.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2019. Brian has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James Manders Brian | Brian James Manders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Manders's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2025 - Present

HEITMAN SECURITIES LLC

Office #1: 110 N. Wacker Drive Suite 4000, Chicago, IL 60606
BD
CRD#: 13620
Chicago, IL
Past

May 5, 2022 - June 4, 2024

HEITMAN SECURITIES LLC

BD
CRD#: 13620
CHICAGO, IL
Past

March 4, 2021 - April 27, 2022

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Chicago, IL
Past

April 1, 2019 - July 10, 2020

HEITMAN SECURITIES LLC

BD
CRD#: 13620
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(8/15/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/15/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/1/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/8/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HEITMAN SECURITIES LLC
HEITMAN SECURITIES CORPORATION | HEITMAN SECURITIES LLC

CRD#: 13620 / SEC#: , 8-29393

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
110 N. Wacker Drive Suite 4000, Chicago, IL 60606
Mailing Address
110 N. Wacker Drive Suite 4000, Chicago, IL 60606
Phone number
(312) 855-5700
Established
Delaware since 12/30/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HEITMAN FINANCIAL SERVICES LLCSOLE MEMBER
ANGELOS, VASELEKE VICKYEXECUTIVE VICE PRESIDENT4335346
BARSKY, SCOTTSENIOR VICE PRESIDENT8042206
D'AGOSTINO, JOHN MICHAELSENIOR VICE PRESIDENT3104389
HANSON, GABRIELLE PORTERSENIOR VICE PRESIDENT7050637
INGALL, LEWIS STEVENSENIOR MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY4340352
MANCUSO, JOHN ARTHURMANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT6534363
MCCARTHY, THOMAS DONOVANSENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY2540415
NICCHIA, LISA MARIESENIOR VICE PRESIDENT6747303
POLITO, CHRISTINA ANN MISSEXECUTIVE VICE PRESIDENT5418579
RIEGER, EDWARD FRANCISSENIOR VICE PRESIDENT4361855

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEITMAN SECURITIES LLC

CRD#: 13620Chicago, IL 60606

TRUST BUT VERIFY

Monitor Brian Manders

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics