Lewis Steven Ingall
Professional Summary
Lewis Steven Ingall is a registered financial advisor currently at HEITMAN SECURITIES LLC located in Chicago, Illinois. Lewis is registered as a RR (Registered Representative) and started their career in finance in 2003. Lewis has worked at 1 firm and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
HEITMAN SECURITIES CORPORATION | HEITMAN SECURITIES LLC
Contact Information
Main Address
110 N. Wacker Drive Suite 4000, Chicago, IL 60606Mailing Address
110 N. Wacker Drive Suite 4000, Chicago, IL 60606Phone Number
(312) 855-5700Established
Delaware since 12/30/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HEITMAN FINANCIAL SERVICES LLC | SOLE MEMBER | — |
| ANGELOS, VASELEKE VICKY | EXECUTIVE VICE PRESIDENT | 4335346 |
| BARSKY, SCOTT | SENIOR VICE PRESIDENT | 8042206 |
| D'AGOSTINO, JOHN MICHAEL | SENIOR VICE PRESIDENT | 3104389 |
| HANSON, GABRIELLE PORTER | SENIOR VICE PRESIDENT | 7050637 |
| INGALL, LEWIS STEVEN | SENIOR MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | 4340352 |
| MANCUSO, JOHN ARTHUR | MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT | 6534363 |
| MCCARTHY, THOMAS DONOVAN | SENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | 2540415 |
| NICCHIA, LISA MARIE | SENIOR VICE PRESIDENT | 6747303 |
| POLITO, CHRISTINA ANN MISS | EXECUTIVE VICE PRESIDENT | 5418579 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/28/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lewis Steven Ingall's CRS (Customer Relationship Summary).
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