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JM

John Arthur Mancuso

HEITMAN SECURITIES
CHICAGO, IL
·CRD# 6534363·11 years experience

Professional Summary

John Arthur Mancuso, who also goes by John Arthur Mancuso Mr., is a registered financial advisor currently at HEITMAN SECURITIES LLC located in Chicago, Illinois. John is registered as a RR (Registered Representative) and started their career in finance in 2015. John has worked at 1 firm and has passed the SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Arthur Mancuso Mr.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

HEITMAN SECURITIES LLC·CRD# 13620
BD
110 N. Wacker Drive Suite 4000, Chicago, IL 60606
August 1, 2015 - Present

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Current Firm

HS
HEITMAN SECURITIES LLC

HEITMAN SECURITIES CORPORATION | HEITMAN SECURITIES LLC

CRD#: 13620 / SEC#: 8-29393
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

110 N. Wacker Drive Suite 4000, Chicago, IL 60606

Mailing Address

110 N. Wacker Drive Suite 4000, Chicago, IL 60606

Phone Number

(312) 855-5700

Established

Delaware since 12/30/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HEITMAN FINANCIAL SERVICES LLCSOLE MEMBER—
ANGELOS, VASELEKE VICKYEXECUTIVE VICE PRESIDENT4335346
BARSKY, SCOTTSENIOR VICE PRESIDENT8042206
D'AGOSTINO, JOHN MICHAELSENIOR VICE PRESIDENT3104389
HANSON, GABRIELLE PORTERSENIOR VICE PRESIDENT7050637
INGALL, LEWIS STEVENSENIOR MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY4340352
MANCUSO, JOHN ARTHURMANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT6534363
MCCARTHY, THOMAS DONOVANSENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY2540415
NICCHIA, LISA MARIESENIOR VICE PRESIDENT6747303
POLITO, CHRISTINA ANN MISSEXECUTIVE VICE PRESIDENT5418579

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2015About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Arthur Mancuso's CRS (Customer Relationship Summary).

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