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Donald Eugene Morrow

CRD# 706689·Registered 1980 - 2008
Previously Registered: Being a previously registered professional could mean that Donald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donald Eugene Morrow was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1980 - 2008. Donald had worked at 6 firms and has passed the Series 63, Series 7, Series 24, Series 4 and F04 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

GVC CAPITAL LLC·CRD# 38923
BD
Centennial, CO
January 10, 2003 - January 2, 2008
D.E. FREY & COMPANY, INC.·CRD# 23595
BD
Denver, CO
May 17, 1999 - October 26, 2000
D.E. FREY & COMPANY, INC.·CRD# 23595
BD
Denver, CO
March 19, 1997 - August 1, 1997
TRAVIS MORGAN SECURITIES INC.·CRD# 29088
BD
Dallas, TX
November 12, 1991 - April 3, 1995
NTB FINANCIAL CORPORATION·CRD# 7425
BD
Highlands Ranch, CO
April 2, 1991 - November 19, 1991
FIRST CHOICE SECURITIES CORP.·CRD# 17021
BD
February 14, 1986 - March 27, 1989
APS FINANCIAL CORPORATION·CRD# 10033
BD
September 28, 1984 - June 12, 1985
NTB FINANCIAL CORPORATION·CRD# 7425
BD
February 24, 1984 - February 19, 1986
APS FINANCIAL CORPORATION·CRD# 10033
BD
November 2, 1981 - February 2, 1984
NTB FINANCIAL CORPORATION·CRD# 7425
BD
April 10, 1980 - February 19, 1986

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Current Firm

GC
GVC CAPITAL LLC

BATHGATE CAPITAL PARTNERS LLC | GVC CAPITAL LLC | BATHGATE MCCOLLEY CAPITAL GROUP LLC

CRD#: 38923 / SEC#: 8-48465
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

16318 E Berry Ave, Centennial, CO 80015

Mailing Address

16318 E Berry Ave, Centennial, CO 80015

Phone Number

(303) 694-0862

Established

Colorado since 06/09/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (41 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GVC PARTNERS LLCMEMBER—
FULTON, GREGORY GALESENIOR MANAGING PARTNER215757
HUEBNER, RICHARD TYSONCEO, CCO1080361
HUEBNER, RICHARD TYSONSENIOR MANAGING PARTNER1080361

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1980About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1985About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1984About the Series 4 exam

F04 — Financial Principal Examination

Passed Mar 1980

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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