AK
Adam Kern
ORGEL WEALTH MANAGEMENT
Altoona, WI 54720
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CRD#: 7062001
AK
Professional summary
Adam Kern, CFA, CFP® is a registered financial advisor currently at ORGEL WEALTH MANAGEMENT, LLC located in Altoona, Wisconsin.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Adam has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Kern's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 8, 2019 - Present
ORGEL WEALTH MANAGEMENT, LLC
Office #1: 2420 Rivers Edge Drive, Altoona, WI 54720RIA
CRD#: 168219
Altoona, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
ORGEL WEALTH MANAGEMENT, LLC
ORGEL WEALTH MANAGEMENT, LLC
CRD#: 168219 / SEC#: 801-78284
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(2/8/2019)
Exams
Current Firm
OW
ORGEL WEALTH MANAGEMENT, LLC
ORGEL WEALTH MANAGEMENT, LLC
CRD#: 168219 / SEC#: 801-78284
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2420 Rivers Edge Drive, Altoona, WI 54720
Mailing Address
Phone number
(715) 835-6525
Established
Firm type
Fiscal year end
# of Employees
78
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,031 |
| AUM (Assets Under Management) | $ 7,104,580,359 |
Red Flags
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