Michael W. Stapleton
Professional summary
Michael Wayne Stapleton, who also goes by Michael Clarity, Stape, Michael W Stapleton, is a registered financial professional currently at BRITEHORN SECURITIES located in Denver, Colorado.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2020. Michael has worked at 10 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Wayne Stapleton's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2025 - Present
BRITEHORN SECURITIES
Office #1: 1401 Lawrence St Suite 1600, Denver, CO 80202September 15, 2025 - November 7, 2025
FNEX CAPITAL, LLC
July 25, 2025 - August 26, 2025
GT INVESTMENT MANAGEMENT, LLC
July 16, 2025 - August 27, 2025
GT SECURITIES, INC.
March 29, 2024 - July 9, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
March 28, 2024 - July 9, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
July 26, 2022 - March 20, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 18, 2022 - March 20, 2024
RAYMOND JAMES & ASSOCIATES, INC.
July 15, 2022 - March 20, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 15, 2022 - March 20, 2024
RAYMOND JAMES & ASSOCIATES, INC.
February 9, 2022 - April 11, 2022
MORGAN STANLEY
February 7, 2022 - April 11, 2022
MORGAN STANLEY
January 24, 2020 - October 18, 2021
EDWARD JONES
January 1, 2020 - October 18, 2021
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2025)
(1/8/2026)
(12/9/2025)
(1/12/2026)
(1/14/2026)
(1/5/2026)
(1/5/2026)
(1/5/2026)
(1/14/2026)
Exams
Series 7TO
Date: 12/30/2019
General Securities Representative ExaminationFINRA
Current Firm
BRITEHORN SECURITIES
CRD#: 36402 / SEC#: , 8-47217
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.