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Chase R. Cetta
CETERA INVESTMENT ADVISERS
MELVILLE, NY 11747
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CRD#: 7059705
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Chase Robert CettaCETERA INVESTMENT ADVISERS
Professional summary
Chase Robert Cetta, who also goes by Chase R Cetta, Chase Cetta, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Melville, New York and CETERA WEALTH SERVICES, LLC located in Melville, New York.
Chase is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Chase has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Chase R Cetta | Chase Cetta
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CHASE R. CETTA, CPA; Sole Proprietor; Personalised income tax preparation, tax advice, bookkeeping and accounting support; NIR; HRS 5; HRS 2; 01/02/2023; 101 Gail Ct, East Northport NY 11731; Preparation of client's tax returns, Tax notice and compliance assistance, bookkeeping support, non attestation financial statement preparation. General financial planning, tax planning, budgeting advice. 2) 68 SOUTHBRIDGE, LLC; Member; Residential Rental property in Massachusetts; IR; HRS 1; SHRS 0; 02/27/2024; 15 Main St, Ste 223, Watertown MA 02472; No duties, limited investor partnership. 3) NORTHPORT EAST NORTHPORT SCHOOL DISTRICT AUDIT COMMITTEE; Ultimately the board is responsible for review and action on audit report. Duties include: External Audit recommendations regarding the selection of the external auditor to the Board of Education. Meet with the external auditor prior to commencement of the audit to review the engagement letter. Review and discuss with the external auditor any risk assessment of the district's fiscal operations developed as part of the auditor's responsibilities under governmental auditing standards for a financial statement audit and federal single audit standards, if applicable. Receive and review the draft annual audit report. Internal Audit recommendations to the Board of Education regarding the appointment of the internal auditor. Assist in the oversight of the internal audit function, including reviewing the annual internal audit plan to ensure that high risk areas and key control activities are periodically evaluated and tested, and reviewing the results of internal audit activities. NIR; HRS 1 SHRS 0; 10/06/2022; 158 Laurel Ave, Northport NY 11768; Typically five meetings per year.1. Recommend an external auditor to the board for the school year. Meet with Auditor to review the audit plan for the year end and discuss key areas.2. Meet with external auditor at the conclusion of the audit and review findings before presentation to the board.3. Meet with external auditor to review Federal Grant audit.4. Recommend an internal auditor to the board. Meet with the auditor to review the areas of control testing for the year.5. Meet with the internal auditor and review report of controls. 4) KOVAL & CASAGRANDE, CPAS, PLLC; CPA; Koval & Casagrande, CPAs, PLLC offers tax preparation, tax planning, bookkeeping, retirement planning, financial planning and investment planning services; NIR; HRS 160; SHRS 130; 05/06/2024; 324 South Service Rd, Suite 118, Melville NY 11747; CPA at a public accounting firm. Service client needs with regards to income tax preparation, notice & tax compliance issues, bookkeeping and accounting support, payroll & sales tax prep. 5) 529 SOUTH MAIN ST LLC; Member; RV Campground in Newport New Hampshire; IR; HRS 1; SHRS 0; 01/07/2024; 15 Main St, Ste 223, Watertown MA 02472; No duties, limited investor partnership. 6) FATHER THOMAS A. JUDGE #6893 KNIGHTS OF COLUMBUS; Treasurer; The council is registered with the IRS as a501(c)(8)? fraternal beneficiary society. Our main principles of charity, unity and fraternity are demonstrated in the many activities we promote in service to the community, while functioning as a social club for it's members, while encouraging religious vocations to the priesthood and religious life, donating to local charities and families in need? NIR; HRS 5; SHRS 0; 07/01/2024; 20 Cheshire Pl, East Northport NY 11731; As the Treasurer I handle all council funds, receive money from the financial secretary and deposit it into the proper accounts, maintain checking and savings accounts, responsible for paying all council expenses and keeping and accurate set of books and records.
CRS (Client Relationship Summary) - RIA
Click below to view Chase Robert Cetta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 324 South Service Rd Suite 118, Melville, NY 11747RIA
CRD#: 105644
MELVILLE, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 324 South Service Rd Suite 118, Melville, NY 11747BD
CRD#: 13572
MELVILLE, NY
Past
February 4, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Melville, NY
Past
December 17, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MELVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
