Clinton D. Townsend

BRAGG FINANCIAL ADVISORS

Charlotte, NC 28203

Some features on this profile are disabled

CRD#: 7058017

Professional summary

Clinton Douglas Townsend is a registered financial advisor currently at BRAGG FINANCIAL ADVISORS INC located in Charlotte, North Carolina.

Clinton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Clinton has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton Douglas Townsend's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2023 - Present

BRAGG FINANCIAL ADVISORS INC

Office #1: 1031 South Caldwell St Suite 200, Charlotte, NC 28203

RIA

CRD#: 108780

Charlotte, NC

Past

April 4, 2019 - April 24, 2023

LAUREL WEALTH ADVISORS, LLC

RIA

CRD#: 118469

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRAGG FINANCIAL ADVISORS INC

CRD#: 108780 / SEC#: 801-56890

RIA

Registered Investment Advisory firm - (10/12/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/2019

Uniform Investment Adviser Law Examination

Current Firm

BRAGG FINANCIAL ADVISORS INC

CRD#: 108780 / SEC#: 801-56890

RIA

Registered Investment Advisory firm - (10/12/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1031 South Caldwell St Suite 200, Charlotte, NC 28203

Mailing Address

Phone number

(704) 377-0261

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV, PART II BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1,552
AUM (Assets Under Management)	$ 3,904,367,607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Clinton D. Townsend

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton Douglas Townsend's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRAGG FINANCIAL ADVISORS INC

LAUREL WEALTH ADVISORS, LLC

Primary Firm SEC Registration

BRAGG FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/2019

Current Firm

BRAGG FINANCIAL ADVISORS INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRAGG FINANCIAL ADVISORS INC

TRUST BUT VERIFY

Similar Advisors