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CL

Christian A. Loy

SABADELL SECURITIES USA
Miami, FL 33131
Some features on this profile are disabled
CRD#: 7056331
CL

Professional summary

Christian Angel Loy is a registered financial professional currently at SABADELL SECURITIES USA, INC. located in Miami, Florida.

Christian is registered as a RR (Registered Representative) and started their career in finance in 2022. Christian has worked at 2 firms and has passed the Series 7TO, Series 99TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christian Angel Loy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 7, 2023 - Present

SABADELL SECURITIES USA, INC.

Office #1: 1111 Brickell Avenue 30th Floor, Miami, FL, 33131
BD
CRD#: 148137
Miami, FL
Past

August 29, 2022 - September 30, 2022

INVEX, LLC.

BD
CRD#: 30032
CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 4/28/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 8/29/2022
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 5/15/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SABADELL SECURITIES USA, INC.
SABADELL SECURITIES USA | SABADELL SECURITIES USA, INC.

CRD#: 148137 / SEC#: 801-71763, 8-67975

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1111 Brickell Avenue 30th Floor 30th Floor, Miami, FL, 33131
Mailing Address
1111 Brickell Avenue 30th Floor, Miami, FL, 33131
Phone number
(786) 587-1603
Established
Florida since 05/23/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BANCO SABADELL, SAPARENT
DINAMARCA, RUBEN ANDRESCOO6201999
FERNANDEZ, JULIAN VALENTINDIRECTOR6138371
LABISTE, VIRGINIAPRESIDENT/ CEO5654675
RODRIGUEZ, GLORIA MCCO5179878
SINGER, STEVEN FREDERICFINOP/ CFO2360737
TORRAS, JORDIMEMBER OF BOARD OF DIRECTORS6547780
VILLOLDO, JORGE PATRICKDIRECTOR4370481

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SABADELL SECURITIES USA, INC.

CRD#: 148137Miami, FL 33131

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