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FIRM PROFILE
Overview
SABADELL SECURITIES USA, INC. is located at 1111 Brickell Avenue, 30th Floor 30th Floor, Miami, FL 33131 and was first established at Florida, Florida in 05/23/2008. After operating for 18 years, SABADELL SECURITIES USA, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SABADELL SECURITIES USA, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SABADELL SECURITIES USA, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SABADELL SECURITIES USA, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SABADELL SECURITIES USA, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SABADELL SECURITIES USA, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SABADELL SECURITIES USA, INC. Comes From
Understanding the Statistics for SABADELL SECURITIES USA, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1111 Brickell Avenue 30th Floor 30th Floor, Miami, FL, 33131
1111 Brickell Avenue 30th Floor, Miami, FL, 33131
Small
(786) 587-1603
Florida since 05/23/2008
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BANCO SABADELL, SA | PARENT | ||
| DINAMARCA, RUBEN ANDRES | COO | 6201999 | |
| FERNANDEZ, JULIAN VALENTIN | DIRECTOR | 6138371 | |
| LABISTE, VIRGINIA | PRESIDENT/ CEO | 5654675 | |
| RODRIGUEZ, GLORIA M | CCO | 5179878 | |
| SINGER, STEVEN FREDERIC | FINOP/ CFO | 2360737 | |
| TORRAS, JORDI | MEMBER OF BOARD OF DIRECTORS | 6547780 | |
| VILLOLDO, JORGE PATRICK | DIRECTOR | 4370481 |
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Advisor's working at SABADELL SECURITIES USA, INC.
Steven Frederic Singer
Registered Affiliation(s):JOSEPH GUNNAR & CO. LLC
Thomas Hans Kock
Registered Affiliation(s):SABADELL SECURITIES USA, INC.
Luis Salgado
Registered Affiliation(s):SABADELL SECURITIES USA, INC.
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