Daniel J David Jr
Professional Summary
Daniel J David Jr, who also goes by Daniel David, is a registered financial advisor currently at ALIGHT FINANCIAL SOLUTIONS, LLC located in Charlotte, North Carolina. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2020. Daniel has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel J David Jr, Daniel David
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
ALIGHT FINANCIAL SOLUTIONS, LLC | HEWITT SERVICES LLC | HEWITT FINANCIAL SERVICES LLC
Contact Information
Main Address
320 South Canal Street 50th Floor, Chicago, IL 60606Mailing Address
9335 Harris Corners Parkway Suite 150, Charlotte, NC 28269Phone Number
(224) 737-7000Established
Illinois since 04/08/1994Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
2Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/11/2022)
(1/11/2022)
(1/11/2022)
(1/11/2022)
(1/11/2022)
(1/11/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2020About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel J David Jr's CRS (Customer Relationship Summary).
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