Kurtis Anderson

CETERA INVESTMENT ADVISERS LLC

SAN DIEGO, CA 92123

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CRD#: 7054788

Professional summary

Kurtis Anderson, who also goes by Kurt Anderson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA INVESTMENT SERVICES LLC located in San Diego, California.

Kurtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Kurtis has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kurt Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***PFG ADVISORS POSITION: IAR NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 04/03/2023 ADDRESS: 3200 N Central Ave, Ste 200, Phoenix AZ 85012 DESCRIPTION: Advisory ***PFG INSURANCE AGENCY POSITION: Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/03/2023 ADDRESS: 3200 N Central Ave, Ste 200, Phoenix AZ 85012 DESCRIPTION: Potential insurance sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurtis Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 9275 Sky Park Court Suite 350, San Diego, CA 92123

RIA

CRD#: 105644

SAN DIEGO, CA

Current

May 20, 2024 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 9275 Sky Park Court Suite 350, San Diego, CA 92123

CRD#: 15340

San Diego, CA

Past

April 6, 2023 - May 19, 2024

PFG ADVISORS

RIA

CRD#: 173344

San Diego, CA

Past

April 3, 2023 - May 21, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

SAN DIEGO, CA

Past

October 28, 2021 - April 5, 2023

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

October 26, 2021 - April 5, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

October 1, 2019 - September 18, 2020

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

LAKEWOOD, CO

Past

May 31, 2019 - September 18, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

LAKEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/18/2024)

California
(5/21/2024)

IAR

California
(5/21/2024)

Colorado
(6/3/2024)

Nevada
(4/9/2025)

Oregon
(6/27/2024)

South Dakota
(7/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/31/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/26/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kurtis Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurtis Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

PFG ADVISORS

SECURITIES AMERICA, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2019

Series 7TO

Date: 5/31/2019

SIE

Date: 11/26/2018

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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