SY
Samuel R. Yarian
KESTRA ADVISORY SERVICES
Cherry Hill, NJ 08034
Some features on this profile are disabled
CRD#: 7054228
SY
Professional summary
Samuel Rik Yarian, who also goes by Samuel Yarian, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Cherry Hill, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Cherry Hill, New Jersey.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Samuel has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Samuel Yarian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: IWS FINANCIAL POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 375 KINGS HWY N, CHERRY HILL NJ 08034 DESCRIPTION: This business has no activity other than the accounting needed to keep in good standing. Name: OXYGEN FINANCIAL INC POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 08/17/2024 ADDRESS: 35 Old Canton St, Alpharetta GA 30009 DESCRIPTION: Provided investment services under the DBA Oxygen Financial Inc with activity going thru Kestra Name: KESTRA ADVISORY SERVICES LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 08/19/2024 ADDRESS: 5707 South West Parkway, Building 2 Suite 400, Austin TX 78735 DESCRIPTION: N/A Name: SAMUEL YARIAN POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 2550 E Clearfield St, Philadelphia PA 19134, United States DESCRIPTION: Acting as the landlord for the property
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Rik Yarian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 375 North Kings Hwy, Cherry Hill, NJ 08034RIA
CRD#: 283330
Cherry Hill, NJ
Current
September 5, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 375 Kings Highway N, Cherry Hill, NJ 08034BD
CRD#: 42046
Cherry Hill, NJ
Past
March 30, 2021 - August 20, 2024
EQUITY SERVICES, INC.
RIA
CRD#: 265
CHERRY HILL, NJ
Past
March 29, 2021 - August 20, 2024
EQUITY SERVICES, INC.
BD
CRD#: 265
CHERRY HILL, NJ
Past
November 22, 2019 - March 25, 2021
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
CONSHOHOCKEN, PA
Past
October 25, 2019 - March 25, 2021
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
February 21, 2019 - July 18, 2019
EQUITY SERVICES, INC.
RIA
CRD#: 265
CHERRY HILL, NJ
Past
January 9, 2019 - July 18, 2019
EQUITY SERVICES, INC.
BD
CRD#: 265
CHERRY HILL, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/14/2025)
RR
California(1/14/2025)
RR
Delaware(9/5/2024)
RR
Florida(9/5/2024)
RR
Georgia(9/5/2024)
RR
Kentucky(11/13/2024)
RR
Louisiana(1/14/2025)
RR
Maine(9/5/2024)
RR
Maryland(10/1/2024)
RR
Michigan(1/14/2025)
RR
Mississippi(1/14/2025)
RR
New Jersey(9/5/2024)
IAR
New Jersey(9/5/2024)
RR
New York(9/5/2024)
RR
North Carolina(9/5/2024)
RR
Oklahoma(1/14/2025)
RR
Pennsylvania(9/5/2024)
RR
South Carolina(9/5/2024)
RR
Texas(1/14/2025)
IAR
Texas(2/7/2025)
RR
Virginia(1/14/2025)
RR
Washington(11/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/9/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
