Braden E. Smith
Professional summary
Braden Elliott Michael Smith, who also goes by Braden E Smith, Braden E M Smith, Braden Elliott Smith, Braden Smith, is a registered financial professional currently at PACER FINANCIAL, INC. located in Malvern, Pennsylvania.
Braden is registered as a RR (Registered Representative) and started their career in finance in 2019. Braden has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Braden Elliott Michael Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2023 - Present
PACER FINANCIAL, INC.
Office #1: 500 Chesterfield Parkway, Malvern, PA 19355January 27, 2020 - July 16, 2020
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
February 8, 2019 - July 17, 2023
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/13/2023)
(7/13/2023)
(7/13/2023)
(7/13/2023)
(7/13/2023)
Exams
Series 7TO
Date: 10/15/2019
General Securities Representative ExaminationSeries 6TO
Date: 2/8/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PACER FINANCIAL, INC.
CRD#: 137040 / SEC#: , 8-67061
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THOMSON, JOE MCKEE | PRESIDENT | 718569 |
| OHARA, SEAN EDWARD | DIRECTOR | 1312483 |
| BRADBARD, ASHLEE ANN THOMSON | SR. VICE PRESIDENT | 5761850 |
| THOMSON, JOANN MARIE | SECRETARY/TREASURER | 5086499 |
| ZELLER, KIMBERLY L. T. | VICE PRESIDENT | 5774669 |
| JOHNSON, JEFFREY SHAWN | CHIEF COMPLIANCE OFFICER | 5508770 |
| MILLER, JOHN STEVENSON | FINOP | 2139980 |
Red Flags
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