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KR

Karthik Revana

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CRD#: 7048982
KR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Karthik Revana, who also goes by Karthik Gajendra Revana, was a registered financial professional .

Karthik is a previously registered financial professional and started their career in finance in 2019. Karthik had worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Karthik Gajendra Revana

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 17, 2019 - October 1, 2019

OPPORTUNE PARTNERS LLC

BD
CRD#: 293414
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/31/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/17/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam

Current Firm


OP
OPPORTUNE PARTNERS LLC
OPPORTUNE PARTNERS LLC

CRD#: 293414 / SEC#: , 8-70085

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
711 Louisiana Street Suite 3100, Houston, TX 77002
Mailing Address
711 Louisiana Street Suite 3100, Houston, TX 77002
Phone number
(713) 490-5050
Established
Delaware since 01/30/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
OPPORTUNE CONSULTING LLCPARENT
KOHL, DANIEL RAYMONDCEO/PRESIDENT6584639
KOWALSKI, DEIRDRE PATTENCHIEF COMPLIANCE OFFICER1357509
LEGAYE, DANIEL EUGENE SRFINOP/CFO/PFO/POO1055035

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OPPORTUNE PARTNERS LLC

CRD#: 293414

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