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Anthony M. Dillingham

SPROTT GLOBAL RESOURCE INVESTMENTS LTD
Darien, CT 06820
Some features on this profile are disabled
CRD#: 7048777
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Professional summary

Anthony Michael Dillingham, who also goes by Anthony M Dillingham, is a registered financial professional currently at SPROTT GLOBAL RESOURCE INVESTMENTS LTD located in Darien, Connecticut.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2025. Anthony has worked at 1 firm and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anthony M Dillingham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Michael Dillingham's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2025 - Present

SPROTT GLOBAL RESOURCE INVESTMENTS LTD

Office #1: 320 Post Road Suite 200, Darien, CT 06820
BD
CRD#: 35878
Darien, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/26/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/11/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/20/2024
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/21/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SG
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
GLOBAL RESOURCE INVESTMENTS, LTD. | SPROTT GLOBAL RESOURCE INVESTMENTS LTD

CRD#: 35878 / SEC#: , 8-47039

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1910 Palomar Point Way Suite 200, Carlsbad, CA 92008
Mailing Address
1910 Palomar Point Way Suite 200, Carlsbad, CA 92008
Phone number
(800) 477-7853
Established
California since 10/27/1993
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SGRIL HOLDING, INC.GENERAL AND LIMITED PARTNER
HAMADA, BRANDON MAKOTOCHIEF COMPLIANCE OFFICER6438499
SATH, MICHELLEFINOP7706175
ULRICH, THOMAS WAYNEGENERAL COUNSEL3071768
VILLAFLOR, ROBERT VIRGILCHIEF EXECUTIVE OFFICER & ROSFP2202057

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPROTT GLOBAL RESOURCE INVESTMENTS LTD

CRD#: 35878Darien, CT 06820

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