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CRD#: 35878
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SPROTT GLOBAL RESOURCE INVESTMENTS LTD is located at 1910 Palomar Point Way Suite 200, Carlsbad, CA 92008 and was first established at Los Angeles, California in 10/27/1993. After operating for 32 years, SPROTT GLOBAL RESOURCE INVESTMENTS LTD has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SPROTT GLOBAL RESOURCE INVESTMENTS LTD’s clients are individuals and 0% of their clients are high net worth individuals. SPROTT GLOBAL RESOURCE INVESTMENTS LTD has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SPROTT GLOBAL RESOURCE INVESTMENTS LTD are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SPROTT GLOBAL RESOURCE INVESTMENTS LTD‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SPROTT GLOBAL RESOURCE INVESTMENTS LTD. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SPROTT GLOBAL RESOURCE INVESTMENTS LTD Comes From

Understanding the Statistics for SPROTT GLOBAL RESOURCE INVESTMENTS LTD and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
1910 Palomar Point Way Suite 200, Carlsbad, CA 92008
Mailing Address
1910 Palomar Point Way Suite 200, Carlsbad, CA 92008
Firm Size
Small
Phone Number
(800) 477-7853
Established
California since 10/27/1993
Firm Type
Partnership
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SGRIL HOLDING, INC.GENERAL AND LIMITED PARTNER
HAMADA, BRANDON MAKOTOCHIEF COMPLIANCE OFFICER6438499
SATH, MICHELLEFINOP7706175
ULRICH, THOMAS WAYNEGENERAL COUNSEL3071768
VILLAFLOR, ROBERT VIRGILCHIEF EXECUTIVE OFFICER & ROSFP2202057

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Advisor's working at SPROTT GLOBAL RESOURCE INVESTMENTS LTD

MG

Mary Wheelock Goddard

Mary Elizabeth Wheelock
IAR
RR
CRD#: 1640634
Location:
Darien, CT 06820
Company:
SPROTT ASSET MANAGEMENT USA INC.
Disclosures:
Experience:
38 years
View Profile
RV

Robert Virgil Villaflor

Robert Virgil Villiflor
IAR
RR
CRD#: 2202057
Location:
Darien, CT 06820
Company:
SPROTT ASSET MANAGEMENT USA INC.
Disclosures:
Experience:
33 years
View Profile
JS

Jason James Stevens

IAR
RR
CRD#: 4461619
Location:
Darien, CT 06820
Company:
SPROTT ASSET MANAGEMENT USA INC.
Disclosures:
Experience:
24 years
View Profile
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