David Ira Schachter
Professional Summary
David Ira Schachter, who also goes by David Ira Schacter, is a registered financial advisor currently at G.RESEARCH, LLC located in Rye, New York and G.DISTRIBUTORS, LLC located in Rye, New York. David is registered as a RR (Registered Representative) and started their career in finance in 1980. David has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 28, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Ira Schacter
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
Years of Experience
46 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
Current Firm
G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC
Contact Information
Main Address
One Corporate Center, Rye, NY 10580-1435Mailing Address
One Corporate Center, Rye, NY 10580-1435Phone Number
(914) 921-5000Established
Delaware since 08/10/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
State Registrations and Notice Filings
(5/14/2015)
(5/14/2015)
(4/9/2002)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(11/10/1998)
(5/14/2015)
(1/3/2007)
(11/16/1998)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(8/20/2014)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(11/10/1998)
(5/14/2015)
(11/10/1998)
(5/15/2015)
(5/14/2015)
(5/15/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(4/12/2005)
(5/14/2015)
(5/14/2015)
(5/14/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2023About the Series 28 examSRO Registrations
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
CRS (Client Relationship Summary) - BD
Click below to view David Ira Schachter's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
