MP
Michael T. Piotrowicz
LEGACY ADVISORS
PLYMOUTH MEETING, PA 19462
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CRD#: 704637
MP
Professional summary
Michael Theodore Piotrowicz, who also goes by Michael T Piotrowicz, Michael Theodore Piotrozicz, is a registered financial advisor currently at LEGACY ADVISORS, LLC located in Plymouth Meeting, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Plymouth Meeting, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Michael has worked at 3 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael T Piotrowicz | Michael Theodore Piotrozicz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Independent, Portland, OR; Investment-Related; Position: Private Placement sales; 1 hr per week during trading hours. 2) Legacy Advisors, LLC; 401 Plymouth Road, Suite 150, Plymouth Meeting PA 19462; 07/01/1978; Senior Client Advisor; Provide Investment and/or financial planning advice/services to clients; Investment Related; 200 hours/month; 200 hours/month during business hours; Wages/Salary/Tips. 3) The Legacy Foundation, Portland, OR; Non-Profit/Non-investment Related; Position: Member, Board of Directors and Search Committee (non-compensated position); 5 hrs per month during trading hours. 4) Independence Mission Schools; 640 Freedoms Business Center, Suite 115, King of Prussia, PA 19406; 08/15/2019; Board Member; Not investment related- 10 hours/month; 10 hours/month during business hours; No Compensation. 5) The Union League Legacy Foundation; 140 South Broad Street, Philadelphia, PA 19102; 10/1/2019; Vice Chairman; Normal Board Activities; Not investment related; 10 hours/month; 10 hours/month during business hours; No Compensation. 6) Michael Piotrowicz, POA; 401 Plymouth Road, Suite 150, Plymouth Meeting PA 19462; 03/13/2020; Power of Attorney; Execute financial transactions on behalf of Lee Rowan if she becomes incapacitated; Investment related, 5 hours/month; 0 hours/month during business hours; No compensation. 7) Legacy Advisors; 5 Apollo Road Plymouth Meeting, PA 19462; Member Firm Affiliation; Investment Related; Client Advisor; Advising clients; 11/01/2022; 160 hours per month; 160 hours per month during trading hours. 8) Estate of Eleanor E. Rowan; 2222 Market Street, Philadelphia PA 19103; Executor of estate; Investment Related; Executor; Act as fiduciary for estate; 3/21/2024; 5 hours per month; 5 hours per month during trading hours. 9) Piotrowicz Family Partnership L.P.; 5 Apollo Road, Plymouth Meeting, PA 19462; Limited Partnership; Investment related; General Manager; Family Partnership; 9/26/2008; 1 ho/mo; 1 ho/mo during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Theodore Piotrowicz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2006 - Present
LEGACY ADVISORS, LLC
Office #1: 401 Plymouth Road Suite 150, Plymouth Meeting, PA 19462RIA
CRD#: 139830
PLYMOUTH MEETING, PA
Current
June 30, 2006 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 5 Apollo Road, Plymouth Meeting, PA 19462RIA
BD
CRD#: 43285
Plymouth Meeting, PA
Past
February 22, 1980 - July 6, 2006
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
PLYMOUTH MEETING, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LEGACY ADVISORS, LLC
LEGACY ADVISORS, LLC
CRD#: 139830 / SEC#: 801-66582
RIA
Registered Investment Advisory firm - (4/11/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/30/2006)
RR
California(6/30/2006)
RR
Colorado(6/30/2006)
RR
Connecticut(6/30/2006)
RR
Delaware(6/30/2006)
RR
Florida(6/30/2006)
RR
Illinois(6/30/2006)
RR
Maryland(6/30/2006)
RR
Massachusetts(6/30/2006)
RR
Montana(6/30/2006)
RR
Nevada(6/30/2006)
RR
New Jersey(6/30/2006)
RR
New York(6/30/2006)
RR
North Carolina(1/14/2014)
RR
Pennsylvania(6/30/2006)
IAR
Pennsylvania(7/26/2006)
RR
Rhode Island(6/30/2006)
RR
Texas(6/30/2006)
IAR
Texas(6/18/2013)
RR
Vermont(6/30/2006)
RR
Virginia(6/30/2006)
RR
Wyoming(6/30/2006)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 2/11/1980
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LEGACY ADVISORS, LLC
LEGACY ADVISORS, LLC
CRD#: 139830 / SEC#: 801-66582
RIA
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Contact information
Main Address
5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462
Mailing Address
Phone number
(610) 943-3000
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,257 |
| AUM (Assets Under Management) | $ 4,182,473,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/12/2025 | ||
| 09/19/2024 | ||
| 09/18/2024 | ||
| 03/27/2024 | ||
| 01/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
