RD
Robert M. Dipuppo
STONEX SECURITIES
Exton, PA 19341
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CRD#: 704057
RD
Professional summary
Robert Michael Dipuppo, who also goes by Bob Dipuppo, is a registered financial professional currently at STONEX SECURITIES INC. located in Exton, Pennsylvania.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1980. Robert has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bob Dipuppo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DEVON FINANCIAL GROUP, LTD: INVESTMENT RELATED, 150 S. WARNER ROAD #256, KING OF PRUSSIA PA. 19406, SR. VICE PRESIDENT, START DATE OF RELATIONSHIP, 07/16/2012, HOURS DEVOTED TO BUSINESS-ALL, HOURS DEVOTED DURING SECURITIES TRADING HOURS-ALL, DUTIES- PROVIDE FINANCAL PLANNING SERVICES TO CLIENTS.
SYNERGY INSURANCE GROUP, INC. ; YES, INVESTMENT RELATED; 2622 DALE EARNHARDT BLVD KANNAPOLIS, NC 28083; INSURANCE; INSURANCE AGENT; 3/15/2010; 10 HOURS PER MONTH; 10 HOURS DURING SEC TRADING HOURS; SALE OF INSURANCE PRODUCTS.
SYNERGY INVESTMENT GROUP, LLC.; YES, INVESTMENT RELATED; 2622 DALE EARNHARDT BLVD. KANNAPOLIS, N.C. 28083; RIA; INVESTMENT ADVISORY REPRESENTATIVE; 03/15/2010; 5 HOURS PER MONTH AND DURING SEC TRADING HOURS; ASSIST CLIENTS WITH THEIR INVESTMENTS.
CRS (Client Relationship Summary) - BD
Click below to view Robert Michael Dipuppo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2012 - Present
STONEX SECURITIES INC.
Office #1: 100 Arrandale Blvd Suite 102, Exton, PA 19341BD
CRD#: 18456
Exton, PA
Past
July 5, 2012 - December 13, 2023
SYNERGY INVESTMENT GROUP, LLC
RIA
CRD#: 46035
KANNAPOLIS, NC
Past
March 15, 2010 - March 7, 2012
SYNERGY INVESTMENT GROUP, LLC
BD
CRD#: 46035
KING OF PRUSSIA, PA
Past
June 27, 2008 - December 18, 2009
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
KING OF PRUSSIA, PA
Past
June 24, 2008 - June 24, 2008
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
KING OF PRUSSIA, PA
Past
April 2, 1991 - July 25, 2012
DEVON FINANCIAL GROUP, LTD
RIA
CRD#: 123180
KING OF PRUSSIA, PA
Past
April 14, 1988 - May 28, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
KING OF PRUSSIA, PA
Past
November 1, 1984 - April 30, 1988
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Past
December 7, 1981 - November 5, 1984
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
Past
January 19, 1980 - December 14, 1981
J.C. BRADFORD & CO.
BD
CRD#: 1287
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/3/2025)
RR
Delaware(6/21/2016)
RR
Florida(11/26/2018)
RR
Maryland(2/22/2012)
RR
Missouri(2/28/2022)
RR
New Hampshire(2/1/2018)
RR
New Jersey(10/23/2015)
RR
North Carolina(6/9/2016)
RR
Pennsylvania(2/22/2012)
RR
South Carolina(2/23/2012)
RR
Texas(8/11/2023)
RR
Utah(9/29/2021)
RR
Virginia(8/15/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
STONEX SECURITIES INC.
C G MATON FINANCIAL SERVICES , INC. | STONEX WEALTH MANAGEMENT | STONEX SECURITIES INC. | STERNE AGEE FINANCIAL SERVICES, INC. | SOUTHEAST NETWORK EQUITIES GROUP, INC. | SAL FINANCIAL SERVICES, INC. | SA STONE WEALTH MANAGEMENT INC. | INVESTECH CAPITAL CORPORATION | CAPITAL GROWTH MANAGEMENT INC.
CRD#: 18456 / SEC#: , 8-36638
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Phone number
(800) 292-2411
Established
Delaware since 01/22/2002
Firm type
Corporation
Fiscal year end
September
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
