Robert Michael Dipuppo
Professional Summary
Robert Michael Dipuppo, who also goes by Bob Dipuppo, is a registered financial advisor currently at STONEX SECURITIES INC. located in Exton, Pennsylvania. Robert is registered as a RR (Registered Representative) and started their career in finance in 1980. Robert has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Dipuppo
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
Years of Experience
46 years in the financial services industry
Current & Past Employments
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
Current Firm
C G MATON FINANCIAL SERVICES , INC. | STONEX WEALTH MANAGEMENT | STONEX SECURITIES INC. | STERNE AGEE FINANCIAL SERVICES, INC. | SOUTHEAST NETWORK EQUITIES GROUP, INC. | SAL FINANCIAL SERVICES, INC. | SA STONE WEALTH MANAGEMENT INC. | INVESTECH CAPITAL CORPORATION | CAPITAL GROWTH MANAGEMENT INC.
Contact Information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243Mailing Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243Phone Number
(800) 292-2411Established
Delaware since 01/22/2002Firm Type
CorporationFiscal Year End
SeptemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | — |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER / CEO | 3037932 |
| SHEA, KEVIN | SECRETARY | 8263627 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
Regulatory Event
9Arbitration
4Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
State Registrations and Notice Filings
(9/3/2025)
(6/21/2016)
(11/26/2018)
(2/22/2012)
(2/28/2022)
(2/1/2018)
(10/23/2015)
(6/9/2016)
(2/22/2012)
(2/23/2012)
(8/11/2023)
(9/29/2021)
(8/15/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
CRS (Client Relationship Summary) - BD
Click below to view Robert Michael Dipuppo's CRS (Customer Relationship Summary).
Similar Advisors
SHERPA CAPITAL MANAGEMENT
OSAIC WEALTH, INC.
KESTRA ADVISORY SERVICES, LLC
THE ASCENT GROUP, LLC
