Oren J. Richards
Professional summary
Oren Joseph Richards is a registered financial professional currently at JUMP TRADING, LLC located in Chicago, Illinois.
Oren is registered as a RR (Registered Representative) and started their career in finance in 2019. Oren has worked at 5 firms and has passed the Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Oren Joseph Richards's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2022 - Present
JUMP TRADING, LLC
Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654February 19, 2019 - February 9, 2022
PALAFOX TRADING LLC
February 19, 2019 - February 9, 2022
CITADEL SECURITIES INSTITUTIONAL LLC
February 6, 2019 - February 9, 2022
CITADEL SECURITIES LLC
February 6, 2019 - February 9, 2022
CITADEL CLEARING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 2/6/2019
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JUMP TRADING, LLC
CRD#: 106124 / SEC#: , 8-52989
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
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