Kaelan C. Fitzpatrick
ASSET STRATEGY ADVISORS | Financial Consultant, Branches
Natick, MA 01760-1535
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CRD#: 7039349
Professional summary
Kaelan C Fitzpatrick, CFP®, who also goes by Kaelan Conor Fitzpatrick, Kaelan Fitzpatrick, is a registered financial advisor currently at ASSET STRATEGY ADVISORS, LLC located in Natick, Massachusetts and CONCORDE INVESTMENT SERVICES, LLC located in Natick, Massachusetts.
Kaelan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Kaelan has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
As a CERTIFIED FINANCIAL PLANNER™, I specialize in comprehensive financial planning and client relationships. Coming from a legacy of financial planners I take pride in being able to give others the ability to position themselves for success and ultimately achieve a sense of fulfillment through financial freedom. With a structured and collaborative process, understanding of what matters most to my clients is obtained so that solutions are tailored and effective.
Question & Answer
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Kaelan Conor Fitzpatrick | Kaelan Fitzpatrick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Asset Strategy Advisors, LLC. Investment related. Natick, MA. Registered Investment Advisory firm. Financial Consultant. Start date: June 2024. Full time during trading hours. 2) Peak Realty Holdings LLC. Investment related. Denver, CO. Investment real estate, managing director/owner/operator/underwriter. Start date: March 2025. 1-5 hours/month during non-business hours, 6-10 hours a month during business hours. 3) Asset Strategy Tax Consultants. Non-investment related. Natick, MA. Creating tax & entity maps to analyze & propose certain tax strategies/entity structures. Consultant, start date: June 2025. 1-5 hours during non-business hours, 21-40 hours/month during business hours. 4) Peak Realty LLC, investment related. Denver, CO. Investment real estate, owner/founder. Start date: February 2025. 6-10 hours/month during non-business hours, 1-5 hours/month during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kaelan C Fitzpatrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Education
Ithaca College
Bachelor of Science (BS) - Finance
2018
Experience
Current
July 3, 2024 - Present
ASSET STRATEGY ADVISORS, LLC
Office #1: 24 Superior Drive Suite 101, Natick, MA 01760-1535RIA
CRD#: 139879
Natick, MA
Current
June 27, 2024 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 24 Superior Dr. Suite 101, Natick, MA 01760BD
CRD#: 151604
Natick, MA
Past
April 24, 2019 - May 15, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MERRIMACK, NH
Past
January 11, 2019 - May 15, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON
CRD#: 139879 / SEC#: 801-66549
RIA
Registered Investment Advisory firm - (5/15/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(3/31/2025)
RR
Massachusetts(6/27/2024)
IAR
Massachusetts(7/3/2024)
RR
New York(7/23/2025)
RR
Pennsylvania(5/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/11/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AS
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON
CRD#: 139879 / SEC#: 801-66549
RIA
Registered Investment Advisory firm - (5/15/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24 Superior Drive Suite 101, Natick, MA 01760-1535
Mailing Address
Phone number
(781) 235-4426
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 544 |
| AUM (Assets Under Management) | $ 917,771,097 |
Red Flags
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Company Information
ASSET STRATEGY ADVISORS, LLC
Financial Consultant, BranchesCRD#: 139879Natick, MA 01760-1535TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
