Michael Patrick Doherty
Professional Summary
Michael Patrick Doherty, who also goes by Michael P Doherty, is a registered financial advisor currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in Chicago, Illinois and GLOBAL EXECUTION BROKERS, LP located in Bala Cynwyd, Pennsylvania. Michael is registered as a RR (Registered Representative) and started their career in finance in 1980. Michael has worked at 10 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 7, Series 14 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael P Doherty
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
SUSQUEHANNA SECURITIES | SUSQUEHANNA SECURITIES, LLC
Contact Information
Main Address
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122Mailing Address
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122Phone Number
(610) 617-2600Established
Delaware since 08/31/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/12/2003)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - BD
Click below to view Michael Patrick Doherty's CRS (Customer Relationship Summary).
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