Catherine L. Bonilla
Professional summary
Catherine Lee Bonilla, who also goes by Catherine Lee Felle, Catherine Felle, is a registered financial professional currently at TCW FUNDS DISTRIBUTORS LLC located in New York, New York.
Catherine is registered as a RR (Registered Representative) and started their career in finance in 2019. Catherine has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Catherine Lee Bonilla's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2020 - Present
TCW FUNDS DISTRIBUTORS LLC
Office #1: 1251 Avenue Of The Americas Suite 4700, New York, NY 10020January 31, 2019 - August 28, 2020
PINEBRIDGE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2020)
Exams
Series 7TO
Date: 1/31/2019
General Securities Representative ExaminationFINRA
Current Firm
TCW FUNDS DISTRIBUTORS LLC
CRD#: 16670 / SEC#: , 8-31114
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE TCW GROUP, INC. | SOLE SHAREHOLDER | |
| CAMPBELL, ROBERT NMN | FINANCIAL REPORTING DIRECTOR/FINOP | 1349154 |
| CARIERI, JOSEPH CARL | MANAGER | 1223713 |
| MAGPAYO, JOSEPH T | CHAIRMAN OF THE BOARD, PRESIDENT, AND CHIEF EXECUTIVE OFFICER | 2295294 |
| MCCARTHY, GINA | MANAGER | 4226460 |
| VILLA, RICHARD MANUEL | CHIEF FINANCIAL OFFICER OF THE TCW GROUP, INC. | 5586600 |
| WERTS, FELICIA PAN | CHIEF COMPLIANCE OFFICER & SECRETARY | 6562508 |
Red Flags
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