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FIRM PROFILE
Overview
TCW FUNDS DISTRIBUTORS LLC is located at 515 South Flower Street, Los Angeles, CA 90071 and was first established at Los Angeles, Delaware in 04/01/2016. After operating for 9 years, TCW FUNDS DISTRIBUTORS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TCW FUNDS DISTRIBUTORS LLC’s clients are individuals and 0% of their clients are high net worth individuals. TCW FUNDS DISTRIBUTORS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TCW FUNDS DISTRIBUTORS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TCW FUNDS DISTRIBUTORS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TCW FUNDS DISTRIBUTORS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TCW FUNDS DISTRIBUTORS LLC Comes From
Understanding the Statistics for TCW FUNDS DISTRIBUTORS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
515 South Flower Street, Los Angeles, CA 90071
515 South Flower Street, Los Angeles, CA 90071
Small
(213) 244-0000
Delaware since 04/01/2016
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| THE TCW GROUP, INC. | SOLE SHAREHOLDER | ||
| CAMPBELL, ROBERT NMN | FINANCIAL REPORTING DIRECTOR/FINOP | 1349154 | |
| CARIERI, JOSEPH CARL | MANAGER | 1223713 | |
| MAGPAYO, JOSEPH T | CHAIRMAN OF THE BOARD, PRESIDENT, AND CHIEF EXECUTIVE OFFICER | 2295294 | |
| MCCARTHY, GINA | MANAGER | 4226460 | |
| VILLA, RICHARD MANUEL | CHIEF FINANCIAL OFFICER OF THE TCW GROUP, INC. | 5586600 | |
| WERTS, FELICIA PAN | CHIEF COMPLIANCE OFFICER & SECRETARY | 6562508 |
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Advisor's working at TCW FUNDS DISTRIBUTORS LLC
Mark Anthony Romano
Lori Ann Gilchrist
Allison Joan Saloy
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