CG
Chi Hye Q. Guerrero
CETERA INVESTMENT ADVISERS LLC
ANNAPOLIS, MD 21403
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CRD#: 7034454
CG
Professional summary
Chi Hye Quichocho Guerrero, CFP®, CIMA®, who also goes by Chi Guerrero, Chi Hye Guerrero, Chi Quichocho, Chi Hye Quichocho, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Annapolis, Maryland and CETERA WEALTH SERVICES, LLC located in Annapolis, Maryland.
Chi Hye is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Chi Hye has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chi Guerrero | Chi Hye Guerrero | Chi Quichocho | Chi Hye Quichocho
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RENTAL PROPERTY; Owner; My husband and I are the owner of the property. It is being managed by a property manager, RE/MAX Dynamic Properties: Raney Hardman. NIR; HRS 1; HRS 0; 06/01/2015; 19121 Button Circle, Eagle River AK 99577, United States; We have a property manager that takes care of the repairs, maintenance issues, and rent collection. Our property manager is Raney Hardman with RE/MAX Dynamic Properties located at 11525 Old Glenn Hwy, Eagle River, AK 99577. 2) RENTAL PROPERTY; Owner; My husband and I are the owner of the property. It is being managed by a property manager, Homeowners Property Management, Inc. NIR; HRS 1; HRS 0; 12/03/2007; 1328 Butterwood Circle, Fayetteville NC 28314, United States; Making sure the rental property is in good condition by repairing any maintenance issues that may arise. 3) HEIMLANTZ FINANCIAL ADVISORS, LLC; Advisor NATURE: This is my current occupation. IR; HRS 160; HRS 130; 07/05/2021; 180 Admiral Cochrane Drive, Suite 520, Annapolis MD 21401, United States; SOA paperwork, Schedule appointments, Gather financial documents from clients, Work on financial plans; Sit in meetings and present financial plans 4) INVESTMENTS & WEALTH INSTITUTE; Volunteer NATURE: Volunteering to review exam questions for RMA certification exams. NIR; HRS; 4 HRS: 4; 03/11/2024; 5619 DTC Parkway, Suite 500, Greenwood Village CO 80111, United States; To help review exam questions for RMA certification exams. 5) LAKEWOOD RACQUET CLUB FINANCE COMMITTEE; Committee Member; Review /discuss expenses/revenue, Analyze membership status, apparel inventory, and expenses. NIR; HRS 4; HRS 0; 02/12/2024; 5820 112th St SW, Tacoma WA 98499; Attend meetings, Review and discuss expenses, Analyze different sources of revenue and operating expenses Review upcoming maintenance to maintain the club 6) TOASTMASTERS INTERNATIONAL POSITION: Vice President Membership NATURE: Toastmasters is a nonprofit educational organization that operates worldwide for the purpose of helping people develop communication, public speaking and leadership skills. As a VP Membership, I will be responsible for recruiting new members, retaining existing members, and managing membership records. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 9127 S. Jamaica Street, Suite 400, Englewood CO 80112, United States DESCRIPTION: Welcoming guests and answer any questions they may have about the club Manage membership records Reach out to existing members for improvements 7) NAME OF OTHER BUSINESS: HEIMLANTZ CPAS AND ADVISORS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING SERVICES; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: WEALTH MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PLANNING ;
CRS (Client Relationship Summary) - RIA
Click below to view Chi Hye Quichocho Guerrero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 180 Admiral Cochrane Drive Suite 520, Annapolis, MD 21403RIA
CRD#: 105644
ANNAPOLIS, MD
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 180 Admiral Cochrane Drive Suite 520, Annapolis, MD 21401BD
CRD#: 13572
Annapolis, MD
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
DuPont, WA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Annapolis, MD
Past
June 17, 2019 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
Annapolis, MD
Past
April 22, 2019 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Annapolis, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Maryland(9/5/2025)
IAR
Maryland(9/5/2025)
RR
Washington(9/5/2025)
IAR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/22/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
