Niccolo J. Parisi
Professional summary
Niccolo Joseph Parisi, who also goes by Niccolo Joseph Parisi, Niccolo Parisi, Nico Parisi, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Murrells Inlet, South Carolina and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Niccolo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Niccolo has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Niccolo Joseph Parisi's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
April 26, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111September 2, 2022 - March 23, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 12, 2021 - March 23, 2023
FIDELITY BROKERAGE SERVICES LLC
November 2, 2020 - June 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 2020 - June 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/30/2020
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
