Nathan D. Cortright
Professional summary
Nathan Dillingham Cortright IV is a registered financial professional currently at SMG SECURITIES, INC. located in New York, New York.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 1984. Nathan has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathan Dillingham Cortright IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2004 - Present
SMG SECURITIES, INC.
Office #1: 800 Third Ave, New York, NY 10022Office #2: 333 East 66th Street Suite 2-o, New York, NY 10065May 20, 1993 - November 14, 1994
CAIN BROTHERS & COMPANY, LLC
December 8, 1987 - April 29, 1993
PRUDENTIAL EQUITY GROUP, LLC
April 16, 1984 - June 1, 1987
MORGAN GRENFELL INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2004)
(5/19/2004)
(5/19/2004)
(5/25/2004)
(2/2/2004)
(5/19/2004)
(5/19/2004)
(5/19/2004)
(2/2/2004)
(5/19/2004)
(2/2/2004)
(5/19/2004)
(5/19/2004)
(7/2/2004)
Exams
FINRA
Current Firm
SMG SECURITIES, INC.
CRD#: 17406 / SEC#: , 8-35184
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SMG ASSOCIATES, LLC | OWNER | |
| TEPPER, JEFFREY MARK | PRESIDENT & CEO AND CHIEF COMPLIANCE OFFICER | 1215438 |
Red Flags
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